john hawks weblog

paleoanthropology, genetics and evolution

Homo habilis

  • Snapshots of the science

    Sun, 2007-03-11 22:07 -- John Hawks

    The new Human Origins hall at the American Museum is the occasion for a big Newsweek story, with the tagline, "The New Science of Human Evolution". Author Sharon Begley isn't stingy with the prose:

    Whether or not you believe the hand of God was guiding these changes, the discoveries are overturning longstanding ideas about how we became human.

    Not that fossils are passé. New discoveries are pruning and reshaping humankind's family tree as radically as bonsai. The neat traditional model in which one species gave rise to another like Biblical "begats" has been replaced by a profusion of branches, representing species that lived at the same time as our direct ancestors but whose lines died out. It's like discovering that your great-great-grandfather was not an only child as you'd thought, but had a number of siblings who, for unknown reasons, left no descendants. New research also shows that "progress" and "human evolution" are only occasional partners. More than once in human prehistory, evolution created a modern trait such as a face without jutting, apelike brows and jaws, only to let it go extinct, before trying again a few million years later. Our species' travels through time proceeded in fits and starts, with long periods when "nothing much happened," punctuated by bursts of dizzying change, says paleontologist Ian Tattersall, co-curator of the American Museum's new hall.

    It's a little sad to see the article organized around a 15-year-old storyline. No More Unilineal Evolution! Hey, if it's a "new science", why do we keep hearing from the same old people?

    Still, there are some brain evolution subplots, and a few genes mentioned. Aside from the flowery analogies, Begley is a good writer and can capture the essence of most of these stories in a few lines. As an exercise, let's try to take those few lines and change one crucial word to find the weakness of each hypothesis. For each quote, I'll strike out a word in the article and add the correct word in brackets.

    You dirty louse

    For example, let's start where the article does, with the "body lice = no fur" story:

    That fork in the louse's family tree, [Mark Stoneking] and colleagues at Germany's Max Planck Institute for Evolutionary Anthropology concluded, occurred no more than 114,000 years ago. Since new kinds of creatures tend to appear when [correct word: after] a new habitat does, that's when human ancestors must have lost their body hair for good - and made up for it with clothing that, besides keeping them warm, provided a home for the newly evolved louse.

    You see how easy that is? Yes, new species adapt to new niches, but there is no reason to think this happens immediately. For that matter, there is no reason to think that hominids lost their fur instantaneously.

    And hey, if the theme of the article is that human evolution has lots of extinct branches, then why doesn't that apply to louse evolution? We just saw last week how complex the louse phylogeny has been in hominoids. Who says that the current body louse was the first to fill that niche?

    Oh, savanna, don't you cry for me!

    Here's a short one:

    The apes that stayed in the forests hardly changed; they are the ancestors of today's chimps. Those that ventured into the newly formed habitat of dry grasslands [correct phrase: open woodlands] had taken the first steps toward becoming human.

    None of the earliest hominid sites are open savanna. All of them come from sites that preserve other woodland creatures.

    By the way, my favorite quote in the whole thing comes here:

    Instead, evolution played Mr. Potato Head, putting different combinations of features on ancient hominids then letting them vanish until a later species evolved them.

    I just love that analogy! Forget "mosaic evolution". I'm calling it "Mr. Potato Head evolution" from now on.

    My what small teeth you have

    This part is a little confused:

    And it helps explain why Lucy's kind were the way they were. Afarensis women and men stood three to five feet tall and weighed 60 to 100 pounds. They had small [correct: big] teeth good for fruits and nuts, but not meat. (The available prey was [correct: competing predators were] enough to make one a confirmed vegetarian: hyenas the size of bears, saber-toothed cats and other mega-reptiles and raptors.) That suggests that early humans were more often prey than predators, says anthropologist Robert Sussman of Washington University, coauthor of the 2005 book "Man the Hunted." The evidence is as stark as the many [correct: two] fossil skulls containing holes made by big cats and [correct: one containing] talon marks from raptors.

    Well, that's taphonomy for you. There is plenty of evidence for predation on ancient hominid bones, and a National Geographic News article from 2002 details work showing the contribution of felids. But only two skulls have holes that may have come from ancient cats (those would be SK 54 from Swartkrans and D2280 from Dmanisi). Only Taung has evidence of raptor damage.

    Splitting straws on habiline brains

    Dmanisi has left people pretty confused about what explains hominid dispersal from Africa. Some are groping for other hypotheses. Just check out this paragraph:

    Erectus shows that brain size is too crude a measure of a species' talents. At Dmanisi, the brains range from 600 to 770 cubic centimeters, comparable to the more primitive habilis. But while erectus did not distinguish themselves in brain size, brain structure is more telling [correct: nor does its brain structure provide any clues]. They were [correct: They were not] the first of our ancestors to have an asymmetric brain, as modern humans do; Australopithecus species do not [correct: did]. Asymmetry is a mark of increasing specialization and therefore complex cognitive ability [correct: of questionable value, since apes and australopithecines have asymmetries to varying extents]. Erectus used it to, among other things, discover and tame fire [add: apparently much later]. What they did not use it for is technology. Tools found with the Dmanisi fossils include cutting flakes, rock "cores" from which flakes were made and a chopper, all primitive even for their time [correct: like those made in Africa]. "The old idea that you needed a master's degree in stone tools to leave Africa is crazy," says Bernard Wood.

    Wow, how confusing. The Dmanisi crania had H. habilis-sized brains. They're like KNM-ER 1470. So brain size isn't the key characteristic that allowed hominids to disperse from Africa. Nor is body size, since the Dmanisi hominids were relatively small. That's a genuinely interesting problem.

    But asymmetry doesn't solve it. KNM-ER 1470, either Homo habilis or Homo rudolfensis depending on your taste in hominids, has a well-defined Broca's area on the left hemisphere, which I would say is the main informative aspect of asymmetry in fossil endocasts. Chimpanzee brains are asymmetrical in some respects, so "asymmetry" itself is an irrelevant criterion without some specific anatomical feature in mind. The thing that people used to think might be important was petalial asymmetry -- one hemisphere of the cortex shifted forward compared to the other. Early Homo endocranial surfaces show fairly strong petalial asymmetries, including KNM-ER 2598 and KNM-WT 15000. But some Australopithecus endocasts share a similar pattern of asymmetry with later hominids (Holloway and De La Costelareymondie 1982). We don't know how to interpret petalial asymmetry in functional terms, by the way. There appears to be some correlation with handedness, but it's not clear that hand preferences and petalial asymmetries evolved at the same time or for the same reason.

    Somebody could write a really interesting story just out of the material in this one paragraph. Just not this story!

    Out of Africa

    The bottleneck scenario always seems like a hard one for journalists to get right. This article is no better than usual:

    Peter Underhill, a molecular anthropologist at Stanford University, tracked 160 such changes in the Y's of 1,062 men from 21 populations across the world. Applying the molecular-clock technique, he concludes that the most recent common ancestor of all men [correct: all Y chromosomes] alive today lived 89,000 years ago in Africa. The first modern humans-and therefore, unlike the earlier wave of Homo erectus into Asia a million years ago, the ancestors of everyone today-departed Africa about 66,000 years ago.

    These pilgrims were strikingly few. From the amount of variation in Y chromosomes today, population geneticists infer how many individuals were in this "founder" population. The best estimate: 2,000 men. Assuming an equal number of women, only 4,000 brave souls ventured forth from Africa [correct: were isolated from other humans for thousands of years inside Africa]. We are their descendants.

    Hard to get straight: genetic drift takes a long time to fix a gene. We don't necessarily know the number of founders of the out-of-Africa population; what we do know is how many individuals the ancient African population must have had under the hypothesis of genetic drift.

    Other genes might well have more recent common ancestors, who would also have been more recent common ancestors of all men. This is especially true if any genes were under selection.

    People who see my meetings talk will appreciate the irony of that last sentence...

    References:

    Holloway RL, De La Costelareymondie MC. 1982. Brain endocast asymmetry in pongids and hominids: some preliminary findings on the paleontology of cerebral dominance. Am J Phys Anthropol 58:101-110. doi:10.1002/ajpa.1330580111

  • A revised chronology for early Homo

    Sun, 2006-08-27 15:39 -- John Hawks

    In case you haven't been paying attention, the chronology of early African Homo has been completely turned upside-down this year. Well, "upside-down" isn't precisely right; "displaced younger by a quarter-million years" is better.

    The redating has come from Frank Brown's group, which in a series of papers has defined and dated stratigraphic units between the major tuffs of the Koobi Fora formation, between the KBS Tuff at 1.87 Ma and the Chari tuff at around 1.38 Ma. Gathogo and Brown (2006) outline the consequences of this redating for fossils of early Homo. Their paper focuses on the fossils from area 123 at Koobi Fora, but discusses the likely consequences of redating on other localities.

    Fossils of Homo now estimated to be 1.65 +/- 0.15 myr in age in the Koobi Fora region are currently assigned to at least two taxa on the basis of both crania and mandibles. Homo habilis is represented by specimens KNM-ER 1501, 1502, 1805, and 1813, and H. ergaster is represented by specimens KNM-ER 730, 1812, and 3733 (for attributions, see Wood, 1991, 1992; Wood and Richmond, 2000). The ages of specimens KNM-ER 1501, 1502, 1812, and 1813 have been discussed above, and although not the main focus of this paper, a few notes are offered below on the others.

    Specimen KNM-ER 730 derives from a level 5 m below the Koobi Fora Tuff Complex in Area 103 (Feibel et al., 1989), and is thus ca. 1.6 myr old. Feibel et al. (1989) gave an age of 1.85 myr for KNM-ER 1805, but this specimen lies "just below the base of the Okote Tuff" in Area 130 (Leakey et al., 1978), and is more likely closer in age to that of the base of the Okote Tuff Complex (ca. 1.6 myr) than it is to that of the KBS Tuff (1.87 myr). On the basis of mollusc-packed sandstones and algal horizons correlated from Area 102 to Area 104, Feibel et al. (1989) estimated that KNM-ER 3733 was 1.78 myr in age. Although the age of KNM-ER 3733 cannot be confirmed without additional fieldwork, the White Tuff, with an estimated age of 1.63 myr (Brown et al., 2006), is the nearest unequivocally identified unit in the local section in Area 104. This tuff is exposed Indeed, all specimens from Koobi Fora assigned to H. aff. H. erectus by Wood (1991), many of which are now referred to H. ergaster (Wood and Richmond, 2000), are now estimated to be 1.45 to 1.65 myr old with the exception of KNM-ER 2598. The latter specimen, which is a partial occipital bone from Area 15, was placed 4 m below the KBS Tuff by Feibel et al. (1989) and estimated to be about 1.9 myr old. This age estimate is reasonable because strata do not extend more than 7 m above or below the KBS Tuff at the recorded location of KNM-ER 2598 (Gathogo and Brown 2006:7-8, emphasis added).

    This raises a question: Just how much evidence is left for large-bodied H. erectus-like hominids earlier than 1.65 Ma?

    Wood (1991) didn't diagnose postcrania, and Gathogo and Brown (2006) don't comment on them. At least KNM-ER 1808 would seem to fall under this umbrella, since Wood (1991) did diagnose that. But more important in bracketing the evolution of large body size is KNM-ER 3228, a hip bone previously dated to 1.95 Ma. It's pretty big for a human, let alone an australopithecine. On the other hand, McHenry and Coffing (2000) suggested that KNM-ER 3228 might belong to H. rudolfensis. To my eyes, this would make it a pretty big specimen compared with femora like KNM-ER 1472 and KNM-ER 1481, but who knows?

    Another uncomforable fit in an H. rudolfensis would be KNM-ER 2598. It sure looks like a large-brained, thick-boned specimen. It doesn't look much like KNM-ER 1470. But then, maybe 1470 is the unusual specimen...

    Gathogo and Brown (2006) take on directly the issue of KNM-ER 1470 and KNM-ER 1813. The two were formerly considered contemporaries at around 1.89 Ma, but now KNM-ER 1813 is only 1.65 Ma.

    KNM-ER 1813, lateral view

    The real offshoot of this is that there are no longer any early small-skulled habilines. The question of whether KNM-ER 1470 and KNM-ER 1813 were too different to belong to a single species has drawn a lot of ink, but it was always a non sequitur, because the two weren't the only crania to consider. The more interesting observation had been that Olduvai Gorge preserved only small-skulled habilines, while Koobi Fora had both small and large ones. This was not only a geographic problem but also a temporal one, since the Olduvai habilines were all relatively late (less than around 1.8 Ma) and the Turkana habilines were mostly earlier.

    Now the situation has changed. The small Turkana habiline, KNM-ER 1813, is now contemporary with the Olduvai sample. There are no longer any small-skulled early Turkana habilines. KNM-ER 1805 makes sense as a male of the later, small-skulled sample because it is relatively small-brained but robustly built (e.g., with a sagittal crest). That leaves KNM-ER 1470, KNM-ER 1590, KNM-ER 3732, and KNM-ER 3735 as plausible habilines before 1.85 Ma.

    This seems like a nice sample as a possible ancestor for both later large-bodied Homo and later habilines. Heck, Wood (1991) even wrote this in his description of KNM-ER 3735:

    Some features (e.g. vault thickness) ally it with a Homo erectus-like hominid, but in other areas (e.g. the frontal) it is more like crania such as KNM-ER 1813, a conclusion endorsed by Walker (1987) and by Leakey et al. (1989). Tobias (1989) includes KNM-ER 3735 within H. habilis (Wood 1991:134-135).

    What more could you ask of a common ancestor? But then if some of this ancestral population would be expected to resemble later H. erectus-like specimens, then why not KNM-ER 2598?

    And what, exactly, would make such a population -- with its mixture of H. erectus-like and habiline-like features -- different from Dmanisi? The answer, of course, is KNM-ER 1470. It's still the odd one in this lineup. But then, it does have the largest brain in this set, which might help to explain the rounded occiput.

    Looking at what is left in the early part of the sequence is certainly interesting, but just as interesting is how all the H. erectus-like specimens are all bunched together between 1.65 and 1.45 Ma. This is the time interval that already held KNM-WT 15000, KNM-ER 3883, and KNM-ER 42700, and is just older than OH 9. Now we can add KNM-ER 3733, KNM-ER 730, KNM-ER 1808, and KNM-ER 1821. Isn't this an interesting sample? Don't you wish we knew about the other postcrania?

    It seems to me that the hypothesis that H. erectus-like hominids first appeared in Africa around 1.65 Ma has interesting archaeological consequences. This isn't long before the appearance of the earliest Acheulean, and it plausibly makes the Developed Oldowan-Acheulean sequence a correlate of this evolution.

    It is markedly not coincident with the earliest such evidence in Asia. But that raises the Dmanisi question again, doesn't it?

    References:

    Brown FH, Haileab B, McDougall I. 2006. Sequence of tuffs between the KBS Tuff and the Chari Tuff in the Turkana Basin, Kenya and Ethiopia. J Geol Soc 163:185-204.

    Gathogo PN, Brown FH. 2006. Revised stratigraphy of Area 123, Koobi Fora, Kenya, and new age estiamtes of its fossil mammals, including hominins. J Hum Evol (in press) DOI link

    McDougall I, Brown FH. 2006. Precise 40Ar/39Ar geochronology for the upper Koobi Fora Formation, northern Kenya. J Geol Soc 163:205-220.

    Wood B. 1991. Koobi Fora Research Project, Volume 4, Hominid Cranial Remains. Clarendon Press, Oxford.

  • Tilting at absent Asian australopithecines

    Mon, 2006-01-09 00:27 -- John Hawks

    In Nature a couple of weeks ago, Robin Dennell and Wil Roebroeks had a provocative paper exploring the possibility that early humans (i.e. Homo erectus) originated in Asia rather than Africa.

    The paper is all speculation of course; there is no evidence of any earlier hominid in Asia.

    But it is the good kind of speculation. Although maybe not quite this big:

    Most probably, we are on the threshold of a profound transformation of our understanding of early hominin evolution that might prove as far-reaching as the demise of the notion of Man the Hunter in the early 1960s (Dennell and Roebroeks 2005:1103).

    Here's the abstract:

    The past decade has seen the Pliocene and Pleistocene fossil hominin record enriched by the addition of at least ten new taxa, including the Early Pleistocene, small-brained hominins from Dmanisi, Georgia, and the diminutive Late Pleistocene Homo floresiensis from Flores, Indonesia. At the same time, Asia's earliest hominin presence has been extended up to 1.8 Myr ago, hundreds of thousands of years earlier than previously envisaged. Nevertheless, the preferred explanation for the first appearance of hominins outside Africa has remained virtually unchanged. We show here that it is time to develop alternatives to one of palaeoanthropology's most basic paradigms: 'Out of Africa 1' (Dennell and Roebroeks 2005:1099).

    It is worth reviewing exactly what "Out of Africa 1" is supposed to be. The paradigm is that emergence of hominids from Africa required increases in brain size and/or body size, coincident with the emergence of hominids like KNM-ER 3733, KNM-WT 15000, and others. The motivation for this hypothesis is simple: australopithecines have not been found outside of Africa. Nor has anything like Homo habilis, which is australopithecine-sized but has larger brains.

    Of course, it is questionable just how basic this paradigm is. Consider what I (and my colleagues) were able to write only seven years ago:

    The problem is that significant range expansion out of Africa occurred a half million years or more later than the first H. sapiens [corresponding to others' H. erectus or H. ergaster]. Population size before then may have remained small, and this is not an inconsequential time span, being one quarter of the time H. sapiens has existed. An important date in behavioral evolution is 1.5 MYA because it is marked by the earliest appearance of the Acheulean, the ubiquitous hand-axe industry of the Early and Middle Pleistocene.... Before this time, humanity was limited to Africa and immediately adjacent sections of Asia such as the Levant (Hawks et al. 2000:7).

    Evidence for large body size in Late Pliocene humans (notably KNM-WT 15000 but also many others) made it very plausible that larger bodies were necessary for dispersal from Africa. But without good evidence for such dispersal before around 1.4 million years ago (and arguably not before 1 million years), larger bodies could not be assumed to be a sufficient condition for dispersal. Writing about the origin of humans, we had to consider all these alternatives -- at a time when the Dmanisi sample consisted of a single uncertainly dated mandible and the Mojokerto date stood alone with very questionable provenience.

    Now we know that hominids did leave Africa by at least 1.8 million years ago. Dmanisi has almost singlehandedly changed the perspective.

    And in doing so, it made much more convenient the hypothesis that large body size was both necessary and sufficient for dispersal from Africa. If the date of dispersal and the date of human origins are the same, then it is natural to propose that the coincidence is more than chance.

    I would say this is more of a convenient hypothesis (and an easy story to tell) than it is a basic paradigm. The idea that large body size caused dispersal from Africa may have been a local minimum in terms of parsimony (at least as long as the body size of the Dmanisi fossils was not known), but it was only one alternative among many still in play.

    And it remains a plausible hypothesis -- after all, the Dmanisi remains are a bit larger than australopithecines, and they might well have shrunk from a larger early-human-like size after reaching Asia instead of before.

    But Dennell and Roebroeks give motivations for examining some alternatives.

    The only reason why the earliest tool assemblages in Asia are attributed to H. erectus s.l. is that palaeoanthropologists have already decided that, in effect, it was the only hominin capable of migration out of Africa, and with sufficient Wanderlust to do so (Dennella and Roebroeks 2005:1099).

    Homo erectus sensu lato (s.l.) means Homo erectus "in the loose sense", which would include not only the "strict sense" (sensu stricto) H. erectus. from Java and China, but also hominids like OH 9 and KNM-ER 3733 from Africa, and presumably the Dmanisi hominids.

    A long passage reviews the total faunal evidence from Asia during the Late Pliocene. The thrust of the passage is that there are very few sites with extensive fauna, and of these most preserve mainly large-bodied herbivores. There are a few hints that a hominid-friendly fauna may have existed, including the presence of baboons. But there are no hominids of any kind at the vast majority of Asian localities -- Dmanisi is a real exception in the Plio-Pleistocene record.

    This is the key taphonomic argument: if we have only found Early Pleistocene humans from continental Asia within the past ten years, then how can we preclude there having been australopithecines there? Dennell and Roebroeks argue that if there were australopithecines, we shouldn't necessarily expect to have found them yet -- we just haven't looked extensively enough.

    A close read of the section raises a caution, though. One of the main arguments for the incompleteness of the Asian record is that sites don't preserve each others' fauna.

    It is also likely that the full range of taxa is incomplete for the Indian subcontinent, because Megantereon and Pachycrocuta are not recorded in India but are present in Pakistan; in Pakistan, there is no evidence of Camelus and small primates, and in neither country is Homotherium recorded, although this is present to the west at Dmanisi, to the north at Kuruksay, central Asia and to the east at Longuppo, south China (Dennell and Roebroeks 2005:1100).

    Of course, all of these species are recorded in Asia taking all the sites in aggregate; this is hardly an argument for the overall weakness of the record -- just an argument that no individual site is an adequate record of the continent's fauna.

    To me, the important question is not whether australopithecines as currently known from Africa were in Asia. A more troubling possibility is that the australopithecines that we now know from Africa were not the only (or main) manifestations of early hominids in Africa. Large parts of Africa that we might expect to be congenial to hominids, like the Zambesi basin, have few or no fossils at all. The recovery of the Bahr el Ghazal mandible (Brunet et al. 1994) certainly makes clear that hominids were living across a much larger area than we have adequately sampled. But that mandible is, although not identical, certainly very similar to known contemporary hominids in its adaptation.

    The question is whether hominids had adapted to other ecologies that are much less satisfactorily sampled than the East African rift. They probably weren't living where chimpanzee and gorilla ancestors did, but where else might they have been? Some such ecologies -- like the coasts -- would make early dispersal very plausible.

    (In this regard, early humans are not the only hominids who lack a satisfactory ancestor. Who was the ancestor of A. aethiopicus? In what ecology did the first robust hominid arise?)

    So what is the broader set of hypotheses that we should consider? Dennell and Roebroeks suggest:

    If the above taphonomic review suggests that we cannot show the absence of hominins from areas in Asia at a time before the little evidence we have indicates their presence, we need to consider alternatives to the current Out of Africa [that is, their "Out of Africa 1"] model. There are three issues here. The first is when hominin(s) first left Africa -- might they, for example, have left shortly after they acquired the ability to make stone tools, the earliest of which are currently 2.6 Myr old? Or could they have left even earlier, about 3.0Ð3.5 Myr ago, when some australopithecines were already living in the African grasslands? The second issue is whether we yet know the full range of hominins that inhabited both Africa and Asia in the Late Pliocene and Early Pleistocene. Even in east Africa, several new taxa have been claimed in the past decade (for example, A. anamensis, A. garhi, Ardipithecus ramidus and Kenyanthropus platyops) and doubtless more will be found. (An indication of how little we know about Pleistocene east Africa is that only recently has the first fossil evidence for chimpanzee been found.) In Asia, the recent discoveries of H. georgicus and H. floresiensis should make us very wary of assuming that H. erectus s.l. was the only player on the Asian stage in the Early Pleistocene. Third, Asia might not have been the passive recipient of whatever migrated out of Africa but might have been a major donor to speciation events, as well as dispersals back into Africa. Such two-way traffic is well documented for other mammals in the Pliocene and Early Pleistocene, such as Equus and bovids, with more taxa migrating into than out of Africa. There is no reason why hominin migrations were always from Africa into Asia, and movements in the opposite direction might also have occurred, as has been suggested for the Olduvai OH9 (refs 13, 58) and Daka specimens. We should even allow for the possibility that H. ergaster originated in Asia and perhaps explain its lack of an obvious east African ancestry as the result of immigration rather than a short (and undocumented) process of anagenetic (in situ) evolution (Dennell and Roebroeks 2005:1100-1101).

    Of course, most of the evidence indicating the presence of hominids is not fossil but archaeological. On this topic, Dennell and Roebroeks have much to say:

    Any stone tool assemblage in Asia dated as older than 1.9 Myr ago (the earliest date that Homo is supposed to have left Africa) is either dismissed or (more usually) ignored; undated Oldowan tools are assumed to date from after 1.9 Myr ago and not from 2.6 Myr ago (the date of their first appearance in east Africa); and stone tool assemblages in Asia dated to the Olduvai Event (1.77Ð1.95 Myr ago) and not associated with hominin remains are automatically attributed to Homo erectus s.l. However, there is no reason why Oldowan assemblages in Arabia cannot be older than 1.9 Myr old, or why the tools from Ain Hanech (Algeria) or Erq el Ahmar (Israel) were made by H. erectus s.l. [instead of other hominids] (ibid:1102, references omitted).

    There is a section about what exactly absence of evidence can tell, a short critique of using continents as proxies for biogeographic units:

    As noted earlier, Pliocene grasslands extended all the way from west Africa to north China, and 'Savannahstan' might prove a more useful spatial unit for modelling early hominin adaptations and dispersals within them than simply an undifferentiated 'Africa' or 'Asia'. For example, the African hominins 1.9Ð1.7 Myr ago at Koobi Fora (Kenya) and Ain Hanech (Algeria), and their slightly later counterparts in Asia at 'Ubeidiya (Israel), and Majuangou (north China) were all living in broadly comparable grassland environments, and it makes sense to place them within the same frame of reference.

    I think there is much of value to consider here; but it is less a revolution and more a statement of the field in transition. There are also alternatives that are not considered in this paper but that may be equally plausible -- most notably, the idea that early humans themselves may have been substantially polymorphic (witness KNM-ER 42700), or that brain size rather than body size may have been a prerequisite to dispersal (since habilines, Dmanisi, and H. erectus s.l. are all allometrically similar in brain size).

    National Geographic News also has an article about the paper.

    References:

    Dennell R, Roebroeks W. 2005. An Asian perspective on early human dispersal from Africa. Nature 438:1099-1104. Full text (subscription)

    Hawks J, Hunley K, Lee S-H, Wolpoff M. 2000. Population bottlenecks and Pleistocene human evolution. Mol Biol Evol 17:2-22.

  • Tooth wear in early Homo

    Sun, 2005-11-20 20:22 -- John Hawks

    Discovery News has an article summarizing some of Peter Ungar's recent work on tooth anatomy and wear in early Homo.

    The study suggests Homo habilis, which some researchers have nicknamed "the handy man" because this species made the first known stone tools, was more of a fruit and veg eater than the apparent omnivore Homo erectus.

    Teeth for the latter had greater numbers of pits, while handy habilis teeth had more striations suggestive of pulling down on fruit and leaves.

    "Both of the species would probably have focused on high energy-yield, easy-to-consume foods, such as soft fruits when they could get them," Ungar told Discovery News. "The differences between H. habilis and H. erectus suggest that the latter may have focused a bit more on tough foods. They could have been meat, tough tubers or other items."

    This is the most-studied dietary transition in human evolution, and it looks like the answers are getting more solid.

  • Flores update, October 2005

    Tue, 2005-10-11 23:20 -- John Hawks

    This week's Nature is carrying a paper by Morwood, Brown, and colleagues (2005) presenting additional skeletal material from Liang Bua as well as a commentary by Daniel Lieberman. Thanks to a reader, I found the permission slip from Nature lifting the embargo, so I can let fly without bogarting the kind journalist who forwarded me the paper.

    What is noteworthy about the new bones?

    The paper discusses three important specimens. The first is the adult mandible LB6/1. In its overall size and morphology it is similar to the mandible of LB1, reported last year. Like LB1 it lacks a chin and Morwood et al. (2005:1013) compare its symphyseal morphology to Dmanisi D211. Overall, the mandible is slightly smaller in tooth size and corpus size compared to LB1, and its ramus is quite a bit shorter.

    LB6/1 is part of a partial skeleton. The other elements are not described in the paper, but they are listed: a portion of proximal ulna, a partial right scapula, a foot bone, one each of finger and toe bones, and a complete radius 157mm long. That's a short radius -- barely more than 6 inches. It was broken during life and healed.

    Wait a minute. Did you say a 6-inch long radius?

    Funny how nobody else seems to have picked up on this yet.

    The authors estimate a brachial index (radius to humerus) for LB1 of 78 percent, estimating likely radius length from the ulna. This would put LB1 within the range of "tropical" human populations. If the LB6 individual had the same "tropical" brachial index, its humerus would be around 200mm long. That's 43mm shorter than LB1.

    This admits a couple of explanations:

    1. LB6 was simply a smaller individual than LB1. The mandible is more or less consistent with this hypothesis, which may therefore be the most likely.
    2. LB6 did not have the unusually long arms of LB1. Where LB1 is australopithecine-like, perhaps LB6 was more humanlike. This seems less likely, but it would be consistent with the idea that the proportions of LB1 represent some kind of pathology.

    Wait a minute. Did you say australopithecine-like proportions?

    Yes, the LB1 humerus and ulna are relatively long compared to the femur:

    For example, the humerofemoral index of 85.4 is outside the range of variation for H. sapiens, but is the same as AL 288-1 A. afarensis, and midway between the indices for apes and humans. The more complete left ilium [pelvic bone] also indicates that the pelvis is flared antero-laterally, consistent with an australopithecine-shaped thoracic region. Body proportions of LB1 are the same as AL 288-1 A. afarensis, but differ from all other hominins for which they are reliable data, including H. erectus (Morwood et al. 2005:1016).

    "Outside the range of H. sapiens" is also outside the range of any Pleistocene human, by the way.

    Didn't you say this was an australopithecine when it came out a year ago?

    Well, yes. My first post on the subject was titled, "Liang Bua: an australopithecine from Flores?" And I did present a rationale for believing that the skeleton was australopithecine rather than Homo. My point initially was that the combination of small body size and relatively small brain size was very simple to imagine as a descendant of an australopithecine, but very difficult to imagine in a descendant of Pleistocene Homo.

    Some other features of the skeleton resemble Australopithecus. None of them individually is sufficient to label the skeleton as australopithecine, but together they are suggestive. For example, the pelvis is broad, with a very prominent anterior superior iliac spine. It's very similar to australopithecines like AL 288-1 (Lucy) or Sts 14.

    But we don't know to what extent the breadth and morphology of australopithecine pelves are consequences of their phylogeny as opposed to allometric consequences of their small body sizes. In other words, LB1 might look australopithecine-like because it is small, instead of actually being an australopithecine.

    The postcanine teeth are relatively large for a human, but they are far from australopithecine-like in size. Aside from their size, the first molars are the largest; just the opposite of the australopithecine condition. The roots of the premolars are completely uninformative, since both australopithecines and early Homo have the bifurcated roots found in both Liang Bua mandibles. So if this was an australopithecine-derived population, it had evolved considerably smaller teeth. Happily, this evolution of smaller teeth might also account for the gracile, Homo-like facial morphology.

    OK, so it's an australopithecine, right?

    Maybe. It would not only have to be an australopithecine; it might have to be a DWARF AUSTRALOPITHECINE.

    Consider that the femur length of LB1 is just a millimeter shorter than Lucy and its body proportions are basically the same. Lucy (AL 288-1) is not only the most complete known australopithecine skeleton (barring STW 573, which is yet to be described), it has the smallest limbs. There are some individual bone fragments with smaller dimensions than Lucy's, but not very much smaller. At the same time, there are many larger specimens. Some of these, like the Sibilot radius KNM-ER 20419, are a whole lot larger.

    Now at Liang Bua, LB1 is nearly the biggest specimen. Brown et al. (2004) do report another radius from an older part of the deposit with an estimated length of 210mm. Again assuming the same brachial index, this would correspond to a humerus of 269mm, around an inch longer than LB1.

    But the other two adult long bones reported are the LB6 radius (157mm) and the LB8 tibia. At an estimated 216mm, this tibia is substantially shorter than the 235mm LB1 tibia. There is no comparably complete australopithecine femur, but if Lucy (missing around a third of the shaft) was around the same length as LB1, then LB8 would be shorter than any australopithecine.

    Even worse, it is shorter than all but one of 47 chimpanzee tibiae in my comparative data. That's really short.

    So as it stands, it appears that the Liang Bua sample is substantially shorter than australopithecines. At the same time, remember that the brain size of LB1 (estimated by Falk et al. 2005 as 417 ml) is smaller than all but three australopithecines (KNM-WT 17000, AL 162-28, and AL 333-105). Together with the facial and tooth reduction, this is good evidence for selection for smaller size in an australopithecine-like population.

    OK, so that rules out any chance that it is a dwarf modern human population, right?

    Probably. This would have to be an exceptionally short sample of an exceptionally short population. But then it partly depends on how accurate the stature regressions are. As you get to the bottom of the size range of skeletons from which a regression is calculated, you get less accurate body size estimates. And the proportions affect the estimates. These deserve to be gone over carefully.

    And there is no reason in principle why a modern human population could not have been smaller than any pygmy populations of today.

    There are two stumbling blocks to the hypothesis that this sample represents a dwarf modern human population. The first is the fact that neither mandible looks modern. It is very hard to argue that the features of these mandibles are the consequence of small body size alone; they genuinely appear archaic.

    The second is the size of the brain.

    Speaking of the brain, is it small enough to rule out descent from early Homo?

    That's a very good question. Large-bodied early Homo appears to have an average endocranial volume around 800 ml. A reduction in body size to LB1 should not have cut the endocranial volume in half -- we would expect a volume closer to 600 ml. In fact, an average of around 600 ml is just about what we observe for small-bodied early Homo, including H. habilis in Africa, and possibly including the Dmanisi sample of early Homo from the Republic of Georgia.

    To get from a habiline-sized hominid to LB1 body size would take relatively little size reduction. This means that the brain size of LB1 would be very surprisingly small for a habiline of its body size (particularly since many habilines are its size, yet have much larger brains).

    So to go from any variety of early Homo to LB1 in brain size would require pretty substantial selection for smaller brains. It is hard for me to see that happening in a hominid population, because it would likely lead to functional compromise of some kind. In particular, if most of the selection for larger brains in hominids has been to promote social intelligence, it is hard to see how selection for smaller brains would happen.

    On the other hand, who knows? There is, after all, the endocast shape, which is Homo-like (Falk et al. 2005). And the facial morphology. And the teeth.

    In the face of all this, Morwood et al. (2005) appear to be persuaded most strongly by the limb proportions. Maybe an australopithecine-like limb ratio is a good phylogenetic indicator, but considering the recent spat over early hominid limb proportions in Current Anthropology, this might not be the best hook to hang your hat on.

    Didn't you say six months ago that LB1 is pathological? Well, what do you say now, smarty-pants?

    I still think it's pathological. We have so far seen a few of the details that point to that conclusion. For example, there's the low torsion of the humerus. "Torsion" refers to the angle between the axis of the head and the axis of the distal end of the bone. The humerus of LB1 is unlike any hominid. It's unlike any great ape. It's like monkeys and gibbons. That's weird. Then there is the bowed tibia, and the rotated premolars, all clearly in the reports so far.

    We will see if these and other features can be combined into a single diagnosis of pathology, one that possibly includes the small size of the brain or details of its endocast morphology. For myself, I think there is sufficient evidence to question whether LB1 is characteristic of its population.

    Now we have additional evidence of body size in the population, including the two very short elements described above. Is that enough to believe that the brain is characteristic of the population? If there has ever been a case to invoke the "extraordinary claims require extraordinary evidence" clause, it is this one. LB1 is not only small-brained for a human, it is small-brained for any hominid.

    So I don't think that pathology is a magic wand that is going to make this population into ordinary modern humans. But I'm not ready to jump to the conclusion that this was a population of hominids with australopithecine-sized brains. There is, after all, the problem of how they got to that island in the first place.

    Speaking of getting to the island, what about their technology?

    I think the tools are a complete red herring. There is every reason to think that modern humans were on Flores throughout the Liang Bua sequence. After all, modern people were on Australia by 50,000 years ago, and out to New Britain by 35,000. Maybe they bypassed Flores on the way, but it seems more likely that it would have been occupied long before these more far-flung locations.

    Therefore, it is simplest to assume that modern humans made the tools and hunted the stegodon. Maybe they hunted the hobbits. Maybe some of the bones at the site are modern humans. Maybe some of them were dwarf modern humans.

    Seems all tangled up, doesn't it? Yet the behavior speaks to the presence of Homo, and from the character of the tools, modern human seems likely. If those modern humans weren't the hobbits, then they lived alongside the hobbits.

    So what's next?

    We should see before long at least two (and possibly more) papers that dispute the Homo floresiensis interpretation. Carl Zimmer reports at his weblog that one of these will come from Robert Martin:

    "Regardless of one's stand on this issue," Dr. Martin wrote to me in an email, "it is about time that the message got out that there are serious grounds for doubt about current interpretation of the Flores remains."

    I think that's right. Of course Martin's interest is allometry of the brain, which made the initial interpretation -- island dwarfing of an early Homo variant -- seem very unlikely from the start. An australopithecine origin is less problematic from the point of view of allometry, but introduces the problems of biogeography -- how did they get there, and why weren't they anywhere else? Pathology would help a lot to explain that brain....

    The pathology work will be the most interesting; I know there are many people working very hard to find a single pathology explanation that is consistent with the anatomy of LB1. If they have succeeded (and we should find out before long) it will be a major accomplishment.

    And there will be comparative anatomical and possibly genetic work on pygmy people in the region. Remember the Rampasasa Pygmy Somatology Expedition? It will be coming to a journal near you.

    The stealth factor is whether Max Planck (or anybody else) has gotten any DNA out of the bones. Wouldn't it be interesting if part of the mtDNA sequence looked like one of the more ancient human-specific nuclear genome mtDNA inserts (numts)? If this is an australopithecine population, mtDNA would be enough to show it.

    More information here

    All the Flores files

    Original discovery

    Endocast study

    The damage to the specimens

    Myth of the ebu gogo

    References:

    Brown P, Sutikna T, Morwood MJ, Soejono RP, Jatmiko, Saptomo EW, Due RA. 2004. A new small-bodied hominin from the Late Pleistocene of Flores, Indonesia. Nature 431:1055-1061.

    Falk D, Hildebolt C, Smith K, Morwood MJ, Sutikna T, Brown P, Jatmiko, Saptomo EW, Brunsden B, Prior F. 2005. The brain of LB1, Homo floresiensis. Science 308:242-245. Full text (subscription)

    Morwood MJ, Brown P, Jatmiko, Sutikna T, Saptomo EW, Westaway KE, Due RA, Roberts RG, Maeda T, Wasisto S, Djubiantono T. 2005. Further evidence for small-bodied hominins from the Late Pleistocene of Flores, Indonesia. Nature 437:1012-1017.

  • Tobias memoir published

    Mon, 2005-10-03 19:34 -- John Hawks

    Speaking of Phillip Tobias, The Sunday Independent is carrying a long interview of Tobias discussing his autobiography. Google says the site is subscription-only, but I got it without a problem, and I'm no subscriber.

    At 80, Tobias is the dean of South African paleoanthropologists. He oversaw excavations in South Africa for many years, had a huge research output, named Homo habilis and worked closely with many other leaders in the field. The article touches on the beginnings of his career:

    His brilliant career was ridden with personal conflict. Some colleagues left the country because they found apartheid untenable. He declined several invitations to take up chairs at universities overseas. He opted for Wits and assumed his position in the chair of anatomy in January 1959, the year in which apartheid legislation in education was passed in parliament - "a dark time".

    To leave the university and the country would be intellectual suicide, he wrote in his journal. And in our interview he remarks: "And how close that would have been to physical suicide."

    And so he stayed the course and fought against apartheid from within.

    And on the "ultimate messages" of it all:

    I try to get past the bigger questions Tobias poses in his memoir, for instance: do we owe our success as bipeds to anatomical adjustments of our skeleton, or to a more exquisitely developed proprioceptive system?

    He has written about his continuing search for Sterkfontein's "ultimate messages" and the need for synthesis: between ancient and modern peoples; genetics and evolution; long-term and short-term development; brain, mind and behaviour.

    I call on the professor to make his personal story more, well, human. In this way we move past some of the contradictions of his nature, modesty coupled with insistent probing, public with private - only to discover further, great contradictions.

    The article says that next week The Independent will run an excerpt of the memoir, Into the Past.

  • Paging Randy Newman...

    Tue, 2005-08-30 10:45 -- John Hawks

    If "short people got no reason to live", then why exactly do they live longer than tall people?

    This study (abstract) from 2003 reviewed evidence for the relationship between stature and longevity, finding that short people have a substantial record of living longer in many large-population and some more select samples:

    Findings based on millions of deaths suggest that shorter, smaller bodies have lower death rates and fewer diet-related chronic diseases, especially past middle age. Shorter people also appear to have longer average lifespans. The authors suggest that the differences in longevity between the sexes is due to their height differences because men average about 8.0% taller than women and have a 7.9% lower life expectancy at birth. Animal experiments also show that smaller animals within the same species generally live longer.

    The paper is one of those reviews of dozens of studies, so there are lots of references. Here's an interesting factoid:

    In addition, centenarians tend to be quite short and light [14, 63 and 69]. Japanese centenarians averaged about 10 cm shorter than 75 year olds and Hungarian centenarians averaged 154 cm. In an unpublished analysis, we compared 14 European countries divided into taller and shorter halves based on heights during youthful years and found the shorter countries averaged 77 centenarians per million vs 48 per million for the taller half. Short Sardinians and Okinawans, not included in this analysis, also have exceptionally high percentages of centenarians (136 and 340 per million respectively).

    They also did a survey of famous dead people to see if the taller ones died sooner (they did). I wonder if that included the relatively short and long-lived John Quincy Adams, incidentally, the first president to wear long pants instead of knee britches (!). In fact, looking over the numbers, the dividing point for "short" famous people is 173 cm, or 5 feet 8 inches, which is a bit taller than average height for men.

    The authors also suggest that the added longevity due to caloric restriction in experimental animals may actually be a reflection of small body size, rather than of caloric restriction per se. Their preferred explanation is called the "entropy theory" of aging, which essentially is the argument that the bigger you are, the more things can go wrong (Samaras 1974).

    My major complaint is that more of the original data are not plotted -- there are a lot of plots of group means. But without seeing the variance in the data, it is impossible to tell if the effect of size comes from a large effect on a subset of very tall people, or a broad regression of longevity against size. In fact, I would strongly suspect that there is some optimum height that has the longest lifespan, with shorter lifespans on either side. This is almost certainly true, since congenital dwarfs do not have as long an average lifespan as nondwarfs. But the issue is where the optimum size may be -- is it relatively high within the range of, say, 5' 5" to 5' 8"? Or is it low, say, 4' 6" to 4' 10"?

    Evolution of height?

    Of course, this is one of those basic size questions that has a lot of impact on human evolution. For one thing, people today really vary in height in different populations. Do relatively tall populations pay a cost in longevity. The study suggests that at least in developed societies, they do. But how do pygmies compare? This kind of question may not currently be answerable, considering that differences in mortality rates in human populations owe much more to infectious agents than to anything else.

    Rephrase the question, then: considering that mortality rates during recent human evolution were much higher (and average lifespan much shorter) than today, do the height differences in longevity that we now observe have any evolutionary relevance at all? It is hard to argue that their effect should have been the same as today. But on the other hand, it is hard to believe that radical size differences between populations had no effect on life history evolution (and longevity) at all. The question is how much effect, and how relevant the example of recent human demography.

    Then there are the body size changes in the fossil record. Conventionally, we think that the increase in body size from Homo habilis (or a like-sized variant of early Homo) to early humans was accompanied by a substantial increase in body size (evidenced in particular by early human fossils like Nariokotome [KNM-WT 15000], KNM-ER 3228, and KNM-ER 1808). Conventionally, we also tend to think that lifespan increased at this time, along with body size. But the negative relation of body size on longevity in living humans (and possibly other mammals) creates an evolutionary challenge: if both longevity and body size increased (and substantially so in both instances), then some of the genetic changes accompanying this shift must have been under strong antagonistic selection -- pressure to find ways to eke greater lifespan out of larger animals.

    Or how about Neandertals and later Europeans? The Neandertals were not taller, but they were bigger. Which is more important? The evidence suggests that Upper Paleolithic people had much higher lifespans than Neandertals. Could this have been a consequence of their smaller bodies? Or did it occur in spite of their greater height? And did the non-European contemporaries of Neandertals, many of whom were presumably smaller than Neandertals, possibly live longer? If so, such a life history difference may have been fundamental to the evolution of modern humans.

    Lots of interesting possibilities. It is unclear right now to me whether the size of the size-longevity effect is great enough to account for many of these things (or in the case of early Homo, to affect it markedly). But an 8 percent difference in both size and longevity between men and women does indicate that the effect may well have been on the scale of evolutionary importance.

    References:

    Samaras TT. 1974. The law of entropy and the aging process. Hum Develop 17:314-320. Abstract

    Samaras TT, Elrick H, Storms LH. 2003. Is height related to longevity? Life Sci 72:1781-1802. PubMed

  • Ape to Man

    Sun, 2005-08-07 22:18 -- John Hawks

    OK, we have it on, and I've already had a couple of laughs, so I guess I'll take some notes as it goes.

    8:10 They didn't really just say that did they? Oh yes they did: Neandertals had big noses because they had a good sense of smell. Arrrggh!

    Evidence: against. Human smell receptors have been evolving to inactivity for far longer than our common ancestor with Neandertals; there's no compelling reason to think their sense of smell was different from our own.

    8:12 I'm not sure I would call Fuhlrott a "Victorian naturalist"; he was, after all, a German living in Germany.

    8:20 On to Dubois on Sumatra. Is it just me, or does he look like Mr. Bean wandering around the forest? He even talks like Mr. Bean (that is to say, his Dutch sounds remarkably like Mr. Bean's mumbling).

    8:24 By this time, this seems to me to have a remarkably low information density. There are many silent moments lacking voiceover. Is it really that dramatic to watch Dubois open a crate? I'll grant that the Dutch argument had some drama, but what does it really accomplish other than to show Dubois was a jerk? They don't really explain allometry, which was Dubois' major innovation. Of course, that's usually left out of the story anyway.

    8:26 OK, here's an actor dressed up like Homo erectus. Do they really have to pay new people to do this every time? Or does the BBC use old footage from the last time they dressed somebody up like Homo erectus? It's not like they're different or anything.

    And why should Homo erectus be hairier than us? Or at least than people living in Java today? If it's true that they were sweating, which seems likely, then they shouldn't be sporting all that fuzz.

    8:44 Piltdown. Now this is possibly my biggest complaint. I understand that this is a show about the history of the field, rather than about what we actually know. But it seems like such a waste.

    They're setting it up to look like Dawson is the culprit, by the way.

    8:51 Of course the entire point of the Piltdown story is to make Dart look like a hero. As perhaps he should, but I wonder if the story is really so simple. There were plenty of Piltdown doubters, and plenty of Australopithecus believers. We don't hear their story very often.

    And this telling is a very British-centric story, having to do with Arthur Keith's influence on the British scientific establishment (although Keith features in the program only in a minor way). The story in Germany is very different, and America presents a blend of the two.

    9:02 Ape-woman sniffing at rubber carcass is not engaging me.

    9:09 Twenty-five years after Piltdown was found, it was "examined scientifically for the first time." What, anthropology isn't scientific? You have to burn something in chemicals to be science? Sheeesh!

    And it doesn't really reflect the history. Piltdown was proved a hoax after more australopithecines emerged in South Africa. The anthropology led here, not the chemistry. I wonder what happened to Robert Broom, by the way, who entered the story to console young Dart, but didn't get to make his pre-Leakey discoveries....

    9:16 Nice choice of actor for Louis Leakey.

    9:21 "Leakey decides that this was the toolmaker." Only problem: the cast they are showing with the voiceover is KNM-ER 1813, from a different site, a different country, and found fifteen years later. Can we not understand fragments? Or did they just have trouble finding a cast? Their cast of OH 5 is comical, so I guess it's probably the latter.

    I wonder if Tobias is ticked about this, since he described both.

    9:24 Colin Menter is drawing a phylogeny in the sand. Or...is he starting an episode of "Lonely Planet"?

    9:30 Nice choice of actor for Johanson.

    Is there supposed to be some suspense about these reenactments? We know they found something, otherwise it wouldn't be in the program. So why is their long, long, long, period of not finding anything in the program? Are we supposed to learn from this? Because I am afraid that what viewers may be learning is that paleoanthropology is bo-ring.

    9:38 Bipedal locomotion. Once again, wondering what happened to Broom. Did we know that australopithecines were bipedal before Lucy? Hmmm...I'm thinking Broom would know. If only we could see Broom and his discoveries...then we would know all....

    9:40 Traveling back in time through a long, long, long line of ape-people, single file, over hills into the past. Wouldn't that be a ladder, not a bush?

    Hey, there has been no mention of bushes in this show at all! My opinion is going up!

    9:45 Neandertals again, back "on the scent of red deer." But we saw them rub red deer scat all over themselves. How exactly did they follow the scent, then?

    9:47 Wow. Krings worked for CSI!

    The thing is, I'm sure most viewers probably believe that genetics labs have this moody coroner lighting (I think it may actually be from a BBC crime drama, can't remember the name). And that the Feldhofer fossils were kept in some kind of cold metal lockup with clanging steel bars (they actually do have a lockup now, but I don't recall the bars and clangs).

    Oh, oh...this is looking suspiciously like a bush coming up...

    The first meetup between Neandertals and modern humans "was a profound shock". As in, "Whoa, man, what's that plasticine junk on your face"? And why is it that no "modern human" in these shows ever has a superciliary arch? Did they screen out all the tough-looking actors?

    9:55 Modern humans "supplemented their diets with fish, spurring their brain development."

    Evidence: against. Neandertals had equally large brains. And there's no special reason to think Neandertals didn't eat as much fish as early modern humans.

    9:57 They hunted down the Neandertal and killed him! I've never seen that before! Poor Neandertal. I can remember him now: "I'm just a caveman. Your modern world frightens and confuses me."

    My opinion

    The history is pretty standard. Since this is The History Channel, that's a good thing.

    But it's pretty slow. It really makes the field look duller than it is. And it focuses too much on a few discoveries and not enough on how the context of science changed.

    I wouldn't show it in class. It's too long, for one thing. And it would put everybody to sleep.

    But more important, it doesn't present any alternative views. The best in-class use of video is to show opposing scientists in their own words. The scientists here are good ones, and their film clips don't present any controversial ideas, but there are just not enough of them to give the flavor of the field.

    And they would need more historians of the field to give a flavor of the history. You want the Piltdown episode in? Tell the whole story, including the early detractors and the whodunnit theories. Want Johanson to make A. afarensis the common ancestor of Homo habilis and Australopithecus? Then you'd better cover his debate with Richard Leakey.

    I don't have a good feel for how much more they could have added, but they certainly could have knocked out much of the reenactment, which featured a lot of fluffy voiceover, or even silence. I think a Ken Burns-like approach could pack in a lot more information; with interviews and voiceover going over video and pictures, and actors reading some original passages from the discoverers themselves.

    On second thought, Ken Burns isn't very exciting either, so you'd have to replace the slow photo pans and maudlin music. Maybe opera music?

  • AL 438-1

    Fri, 2005-05-20 00:44 -- John Hawks

    Michelle Drapeau and colleagues (2005) report on the AL 438-1 specimen from Hadar. The specimen consists of "part of the mandible, a frontal bone fragment, a complete left ulna, two second metacarpals, one third metacarpal, plus parts of the clavicle, humerus, radius, and right ulna" (1). At 3 million years, the specimen is one of the youngest of the A. afarensis sample.

    The AL 438-1 individual was evidently relatively large compared to the rest of the Hadar sample. The ulna length is 278 mm, which is larger than the mean for any of the human samples examined by Aiello et al. (1999) in their comparative study of the OH 36 ulna. It is about average for a chimpanzee, although chimpanzees have relatively longer forelimbs than would have been true of A. afarensis, so again this is evidence of a relatively large body size.

    Drapeau et al. (2005) make a point of the proportion of the ulna and the mandible being similar to that found in AL 288-1 (Lucy), which they take as evidence that large teeth in this late specimen may be attributed to larger body size rather than greater megadonty:

    Both Australopithecus afarensis mandibles have a larger corpus (breadth and height at M1 relative to the ulnar size surrogate than those of African apes. Similarly, mandibular corpus shape (breadth/height x 100 at M1) is similar in the two fossils (A.L. 288-1, 57%; A.L. 438-1, 60%). This difference in mandibular size corresponds to what would be expected from two extant ape conspecifics with ulnae of such different sizes. Since there are no differences between the two Hadar skeletons in mandibular to ulnar proportions, there is no evidence for an increase in mandibular size relative to the rest of the skeleton between the points in time represented by these two individuals. We cautiously offer this as support for Lockwood et al.'s (2000) suspicion that the observed temporal trend toward larger mandible size reflects a body size increase late in the Hadar time span of A. afarensis (Drapeau et al. 2005:41-42).

    The paper has a substantial discussion of the morphology and comparative anatomy of the ulna. The bottom line of this analysis is that the ulna is similar to that of AL 288-1 in most respects, except for its larger size and somewhat greater curvature. It is, however, smaller and somewhat less curved than the later Omo L40-19, and substantially less curved than the OH 36 ulna. The authors write this about its similarities to other homionids:

    While phenetically A.L. 438-1 presents a mix of ape-like and human-like morphology, when considered in a phylogenetic context, the Australopithecus afarensis forelimb shares synapomorphies exclusively with humans among extant hominoids taxa. It resembles non-hominins only in plesiomorphic character states. In this context, it is apparent that A. afarensis forelimb anatomy reveals the results of selection for a more human-like humeroulnar joint, larger thumbs, and altered carpometacarpal joints that reflect an emphasis on manipulative aptitude at the expense of forelimb-dominated climbing ability (Drapeau et al. 2005:43).

    That is a relatively powerful statement of the adaptive qualities of the A. afarensis forelimb, which appers more or less necessary to explain the differences between early hominids and apes in this respect. If the early hominids were really climbing a substantial proportion of the time, then we might hypothesize that their forelimbs ought to look more like ape arms. But they don't; there are clear differences that make the early hominid arms look more similar to human arms. Thus, the authors turn to the hypothesis that the A. afarensis forelimb is additionally adapted to "an emphasis on manipulative aptitude."

    At the moment, this hypothesis remains to be strongly tested. Most of the human-like features of the A. afarensis arm are arguably the result of not being used in quadrupedal weight support. Thus, the fact that "the Australopithecus afarensis elbow joint appears to reflect habitual loading the elbow at or near 90 degrees, rather than optimization for loading in a more extended posture as in extant apes" (43-44), as well as the anatomy of the joint and the form of the carpometacarpal joints may all be explained by the fact that early hominids were not knuckle (or fist) walkers. The large thumbs are the strongest piece of evidence for any kind of manipulative behavior in A. afarensis.

    On the subject of retained similarities with apes, Drapeau et al. (2005:46) have this to say:

    The retention of African ape symplesiomorphies in A. afarensis may be attributed to either stabilizing selection fore a partially arboreal locomotor repertoire, or to lack of selection against these traits (see discussion in Stern, 2000; Ward, 2002). It is inherently difficult to test these alternative hypotheses. Thus, the significance of these retained traits for reconstructing the behavior of A. afarensis is difficult to determine with certainty in the context of demonstrable selection for a human-like elbow and hand joints. Australopithecus afarensis shares some apomorphies with humans that suggest emphasis on use of the forelimb in flexed postures, and improved grip capability relative to apes. The presence of these synapomorphies suggests similarities in forelimb function among hominins, likely reflecting selection for expanded manipulative capabilities and flexed forearm postures relative to that found in apes and a diminished capacity for ape-like arboreal behaviors. Only later did humans display evidence of further selection for manipulation coupled with reduced forelimb robusticity. We conclude that in Australopithecus afarensis, selection for natural manipulation outweighed selection for arboreal activities, but that selection for refined manipulative ability had not yet come into play in human evolution.

    A fine balance, if it is true, and fitting within the generally understood picture that, with regard to its arm and hand functions, A. afarensis was either Homo habilis nor a chimpanzee.

    References:

    Aiello LC, Wood B, Key C, and Lewis M. 1999. Morphological and taxonomic affinities of the Olduvai Ulna (OH 36). Am J Phys Anthropol 109:89-110.

    Drapeau MSM, Ward CV, Kimbel WH, Johanson DC, and Rak Y. 2005. Associated cranial and forelimb remains attributed to Australopithecus afarensis from Hadar, Ethiopia. J Hum Evol Advance before print.

    Lockwood CA, Kimbel WH and Johanson DC. 2000. Temporal trends and metric variation in the mandibles and dentition of Australopithecus afarensis. J Hum Evol 39:23-55.

  • The KNM-ER 42700 calvaria

    Sat, 2005-04-09 15:16 -- John Hawks

    One of the highlights of the scientific program of the meetings was Fred Spoor's paper on the new cranial vault from Ileret, KNM-ER 42700. It is difficult to describe without a picture (which I don't have), but at a glance, the skull is very similar to another small, subadult skull that may be similar in geological age, Mojokerto. From the abstract:

    Renewed fieldwork at Ileret, east of Lake Turkana, resulted in the discovery of a well-preserved calvaria KNM-ER 42700). The specimen derives from strata dated to an age between 1.5 and 1.6 Ma. The state of closure of the sutures, and of the spheno-occipital synchondrosis in particular, suggests that the individual was a subadult or young adult at death. Initial assessment of KNM-ER 42700 indicates affinities with Homo erectus (including H. ergaster). However, in its absolute vault dimensions it is closer to specimens assigned to H. habilis than to the traditional hypodigm of H. erectus. It also lacks some characteristic H. erectus features, including well-developed supraorbital tori and supratoral hollowing (Spoor et al. 2005:201).

    Spoor did a very nice job presenting the anatomy of the skull and its metric comparisons with the known erectine and habiline sample. With a date of around 1.55 million years, it overlaps temporally with African early humans, and also potentially with habilines (although it would likely be the latest example of these, it would not be by too much).

    This overlap is important to consider because of the very small size of the specimen. Spoor reported that its endocranial volume is estimated as 691 ml. Depending on its chronological age, the brain may not have quite reached its adult size; although Spoor argued for a older age estimate (and therefore smaller adult brain), he estimated that at a maximum, the brain may have reached 720 ml.

    Anywhere in this range, around 700 ml, makes this specimen the smallest of the African erectines. It is in the size range of the Dmanisi erectines. But it is also within the size range of the habilines (KNM-ER 1470 has a volume of 752 ml), and unlike Dmanisi, this specimen has no face to set it apart from a large habiline. So its vault features and measurements must be examined to make clear what kind of hominid it is.

    The specimen shares several nonmetric features with erectines, including a frontal sagittal keel, a high petrotympanic angle, and a flattened profile of the parietals in lateral profile. One of the most interesting aspects of Spoor's talk was that he found no compelling metric differences that would distinguish between the habilines and erectines. Although the habilines were consistently smaller in their measurements, they had basically the same relation of cranial measurements. Personally, I would say that disregarding the face, some of the habiline vaults are really similar in shape to erectines, expecially OH 16 and KNM-ER 1813.

    Spoor argued on the basis of his bivariate metric comparisons that vault thickness, occipital curvature, and supraorbital torus size are not good H. erectus characters, and instead he accentuates nonmetric characters like keeling. To me, this is another dent in our understanding of what drove the evolution of speciation in early Homo.

    References:

    Spoor F, Leakey MG, Leakey LN. 2005. A comparative analysis of the KNM-ER 42700 hominin calvaria from Ileret (Kenya). Am J Phys Anthrol Supplement 40:200-201.

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