john hawks weblog

paleoanthropology, genetics and evolution

mind

  • Voodoo memories

    Fri, 2006-09-22 13:11 -- John Hawks

    For a little entertainment, and an interesting perspective on the nature of cognition and scientific reasoning, I suggest this clever essay by Jonah Lehrer of Seed:

    [Emily] Pronin's experiment was simple: Harvard students were shown a voodoo doll and told that they were part of a study of "physical health symptoms that result from psychological factors...in the context of Haitian Voodoo." (In fact, dolls are not used in Haitian Voodoo but "they were used here to conform to participants' expectations about Voodoo practice.") Unbeknownst to the volunteers, the scientists had recruited a "confederate" as part of their experimental design. The confederate dressed and behaved normally with half of the participants - and very badly with the other half. He arrived late, tossed an extra copy of a consent form toward the trash can, but missed and left it on the floor. While the subjects read the voodoo death article, "he slowly rotated his pen on the tabletop, making a noise just noticeable enough to be grating." In other words, he acted like he deserved a hex.

    You'll have to read it to see how it turned out.

    It's an interesting study in the psychology of cause-and-effect, which figures not only into the area of scientific reasoning (as it is applied here) but also in the construction of memory.

    A number of studies lately have focused on the way that people "fabulate" their memories. It seems that people don't remember the way things actually happened. Instead, they reconstruct a narrative about them based on the things that they do remember. Since these facts are often sketchy, the narrative begins to diverge from reality.

    This phenomenon accounts for why different participants in an event usually remember it differently. It also lies at the root of the issue of false "recovered" memories -- since it can be easy to get someone to reconstruct events wrongly, yet vividly, by suggesting to them a few errant facts.

    When people reconstruct the course of an event, they do so using knowledge and principles that their minds apply broadly to many kinds of things. In a sense, this process of constructing "causation" is one that is fundamental to our cognitive life. It works just to the extent that the causes we imagine are compatible with reality.

    Is voodoo compatible? Well, in the experimental setup, there isn't a way to test whether the hex was real...

    Tags: 
  • Probably not a good idea

    Fri, 2006-07-14 00:46 -- John Hawks

    I was reading this Wired article about DARPA research on visual perception...

    A new brain-computer-interface technology could turn our brains into automatic image-identifying machines that operate faster than human consciousness.

    Researchers at Columbia University are combining the processing power of the human brain with computer vision to develop a novel device that will allow people to search through images ten times faster than they can on their own.

    ...and thinking, "Gee, wouldn't this be handy for research":

    The brain emits a signal as soon as it sees something interesting, and that "aha" signal can be detected by an electroencephalogram, or EEG cap. While users sift through streaming images or video footage, the technology tags the images that elicit a signal, and ranks them in order of the strength of the neural signatures. Afterwards, the user can examine only the information that their brains identified as important, instead of wading through thousands of images.

    You know, if it could automatically highlight interesting parts of papers. And then search through other papers for similar passages by keywords. And spring them all up on a really big screen. And put them all in the bibliography automatically.

    Or maybe you'd just connect all the links to your own paper at the end, and call it a "brainiography".

    Just think how insulted your colleagues would be if they didn't make it in!

    I guess the next logical step would be tracking the "aha" signals for peer review...

    Tags: 
  • The past is before us, or behind, whatever

    Wed, 2006-07-05 15:51 -- John Hawks

    A recent paper in Cognitive Science by Nuñez and Sweetster has evoked several interesting strains of blog commentary. The paper is about the cognition of time as a function of conceptual metaphor with space.

    That's pretty abtruse-sounding, and the Wikipedia entry on conceptual metaphor is fairly informative. The basic idea is that we may understand one class of relationships (a conceptual domain) in terms of the relationships that we know apply to another analogous domain.

    All the talk about the new article seems to have come from the attention from a New York Times article, which is imprisoned behind TimesSelect, so I'll quote the interesting Savage Minds post instead:

    The New York Times is running an article on a recent article in Cognitive Science by Nunez and Sweetser which demonstrates that Aymara speakers imagine the past to be in front of them and the future behind them -- reversed, in other words, from the spatial metaphors we use in English. The Times article notes "If they are right, this is bigger than anything the 60's tossed up. Is it possible that human concepts of time can vary this much because of language and culture? And what would it be like to think this way? Do I have the rest of my life behind me? And how can I let bygones be bygones if they're right in front of me?" Nunez and Sweetser also makes a to-do about the rarity of this pattern, since, it claims that "so far all documented languages appear to share a spatial metaphor mapping future events onto spatial locations in front of Ego and past events onto locations behind Ego."

    The flavor of the SM comment is that cognitive scientists often ignore cultural variability that anthropologists hold as common knowledge:

    Cognitive Science produce attention-grabbing headlines much more frequently than anthropologists, and this article is a prime example of how they manage to do so: ignorance.

    Have Nunez and Sweetser actually conducted some sort of exhaustive examination of 'all documented languages'? No. In fact their citations reveal that they have examined a grand total of seven: English, Wolof, Chagga, Chinese, Japanese, Turkish, and American Sign Language (to be fair one of the articles they site has 'more cross cultural data').

    If Nunez and Sweetser had looked a little bit further -- for example to the Pacific -- they would have found that these sorts of metaphors are quite common.

    After the original post, there is a discussion in the comments at Savage Minds with links to elsewhere, including a Language Log entry on the paper:

    I feel a need to address recent controversy regarding the uniqueness of the Aymara conceptualization of time-as-space. I cannot respond to everyone who says that their language of choice also has a "back to the future" metaphor, nor will I attempt to reconstruct all of the linguistic (metaphor-based) arguments involved. However, many of the objections that I have heard (and that I am sure the researchers of Aymara asked themselves) are based on a misconception that if a language has a single word that is polysemous between "front/past" or "back/future", then it automatically makes Aymara non-unique.

    The short post then discusses why the Aymara case may be different from many others, which centers on the use of gesture as another communicative mode that redundantly includes the front:back::past:future axis.

    Chris at Mixing Memory gives some commentary on the entire subject:

    I've said it before, and I'll say it again: conceptual metaphor theory sucks. Why does it suck? Well, because there's no experimental evidence for it (and plenty of evidence against it). Except, that is, in one domain: time. Specifically, the work of Lera Boroditsky, along with Dedre Gentner and her colleagues, has provided interesting demonstrations of the influence of the way we talk about space on the way we conceptualize time. I've talked about their work before, and now Dave's talking about Gentner's work over at Cognitive Daily, so I won't go into a lot of detail. Instead, I'll give you an idea of what's going on with the time-space metaphors in their work, and then discuss some recent work by Rafael Nu–ez and his colleagues which introduces new types of time-space metaphors. The conclusion generally drawn from this work is that time is conceptualized metaphorically through mappings onto space. At the end of this post, I'm going to argue that no current evidence actually supports that position.

    The critique involves the troublesome problems of irrelevant meanings and priming effects -- essentially, although languages may be constructed by applying metaphoric meanings to words, there is little evidence that the mind constructs concepts using these metaphors, and testing the cognitive treatment is very difficult considering the linguistic entanglements.

    I don't particularly have any opinion, but it has been interesting reading much of these exchanges, which illuminate one present-day aspect of the Sapir-Whorf language-shaping-cognition paradigm.

    References:

    Nuñez RE, Sweetser E. 2006. With the future behind them: Convergent evidence from Aymara language and gesture in the crosslinguistic comparison of spatial construals of time. Cognitive Science 30:1-49. Abstract

  • Hoffmeyer on language as adaptation

    Fri, 2006-05-12 16:04 -- John Hawks

    Chapter 8 of Hoffmeyer's Signs of Meaning in the Universe is about the evolution of language. I really like the opening paragraph, which is worth remembering:

    I have observed that many of my students -- who are, of course, studying to become biologists -- are extremely reluctant to accept the idea of human language as something special. They point out that animals such as dogs, whales or chimpanzees might well have a language that we human beings have just been too highfalutin to acknowledge. And, in my experience, my holding up of the novels of Dostoyevsky or the Bible as examples of how human language is something quite unique in this world seems to make no great impact. If anything, I have the feeling that these students look upon humanity, and human nature in general, as a warped work of nature epitomized by its destructive penchant for building concrete blocks of slums and waging war. And, seen in that light, the fact that a few sensitive individuals might find it in themselves to write emotionally harrowing works of fiction does not seem all that strange.

    I have to say, I have had the identical experience with students -- down to their arguing that animals may have their own versions of Shakespeare. "Who is to say they don't?" is the argument I have heard a lot.

    My reaction is different than Hoffmeyer's, though. For one thing, these students have a long upbringing of being told it is wrong to make value judgments; for another, they have a long upbringing of watching movies with talking animal characters who emote with real human feeling.

    I surmise it is difficult for some to imagine how any animal could exist without human-like mental capabilities.

    As a corollary, I often ask my classes whether they would rather be hunted by a human or by a chimpanzee. I have never yet had a class where more than a few students choose the chimpanzee -- even though a chimpanzee would be enormously less dangerous as an enemy than a human. (For one thing, a chimpanzee is rather less likely to continue to track you after dark...) It seems to come down to a fear of the unfamiliar, and the optimistic idea that you could reason with a human enemy.

    I choose not to worry until the army breeds a legion of warrior chimps.

    In any event, Hoffmeyer cites Merlin Donald (1991) for much of his scenario for language evolution. The basic idea was that there was an intermediate stage between apelike minds and human language that was based on mimetic abilities, "the ability to carry out collective motor-based reconstructions of earlier incidents." Mimetic culture required and built upon social intelligence (and associated social learning abilities), but it also required a link between episodic memory (remembering events) and procedural memory (remembering how to carry out an action). Ultimately, these led to an internal syntactic memory that helped organize conscious thought, a system from which language sprung.

    Under this scenario, mimetic culture characterized Homo erectus, who lacked language, but shared most other mental characteristics with humans.

    This passage raises an interesting idea:

    It is a fascinating thought that Homo erectus, with a brain capacity not really so far removed from the present dimensions or our own brains, may have been very much like us in almost all respects -- and, especially from an emotional point of view, in the most profound ways. Why, were it not for that one little quirk -- the lexicon, that ability to send our inner experiences flowing from our lips in streams of words to be pondered and debated among ourselves, adopted or rejected -- we might be said to have been almost identical at birth. The difference between the talking Homo sapiens and Homo erectus may not have been any greater than that between the people of the later Stone Age and the people of today. Because what separates modern man from Stone Age man is the existence of external (extrasomatic) memory banks -- first and foremost the written word in the form of books, but also the legacy of sculptures, pictures, buildings, tools and, these days, computers. The presence of these external memory banks implies that we, as adults, bear the burden not only of our own inherent intellectual legacy but also of a hundred-generation-long struggle to extract the essence of our forefathers' experience. This struggle has taught us to live in a world saturated by science, technology and art -- a world which could quite conceivably create an even greater gap between us and the mind of Stone Age man than Stone Age man, by virtue of the spoken word, created between himself and the mind of Homo erectus.

    Now, this seems vital to me: is the extent of human variation today -- a result of recent genetic and cultural differentiation -- as great as the difference between Homo erectus and modern humans? Hoffmeyer considers the problem in terms of culture alone, and concludes that the difference might well be as great.

    In support of this, he suggests that the early effects of culture on brain development generate possibly vast phenotypic differences among humans:

    [Differences in programmed cell death] results in the cultural stamp leaving a telling imprint on the neurological structure of the brain. If not at birth then certainly by the time they start school modern human beings are therefore already very different from the people of the Stone Age. Just to be on the safe side it ought also to be mentioned that this restructuring of the neurological terrain is not altogether irrevocable. It appears at any rate that, even in adults, the area of the cerebral cortex which registers hand movements can be expanded or reduced as required. But for anyone desirous of reverting to the Stone Age mentality it would hardly be enough just to journey back to the settlement at Vendsyssel-Thy. You would have to retreat pretty far into the Siberian taiga and stay there for years, and in fact it would be best to start out in early childhood.

    Of course, there are modern humans living in such contexts today. What about them? The "Stone Age - modern" difference is not merely a temporal comparison (prehistoric vs. today), it is also a geographic and cultural comparison (civilization vs. hunter-gatherer). From this perspective, Hoffmeyer's point easily misfires -- the claim would seem to require that the integration of a Homo erectus-like human into a modern hunter-gatherer group should be no more difficult than the integration of today's hunter-gatherers into civilization.

    But modern hunter-gatherers do have many problems integrating into larger societies. The ability to speak is not particularly a barrier, but linguistic differences are. Culture, technology, and economics are all barriers. Probably the most severe barrier is disease.

    Archaeologists have a long history of using modern hunter-gatherers as analogues for ancient humans precisely because of their differences from larger societies in terms of economy, subsistence, and social organization. That analogy assumes that the gulf between Homo erectus or other ancient hominids and modern hunter-gatherers is not so great. This tradition has emphasized certain effects of language and symbolic culture, such as an increase in the possible size of social units, breadth of economic and trade relationships, and sophistication of technology.

    Modern and historic hunter-gatherers are diverse in these aspects of behavior -- everything from marriage patterns, kinship ties, and food acquisition strategies to land tenure and dispersal strategies. Certainly such diversity itself would be impossible in the absence of language: could different kinship systems be possible in the absence of the linguistic structures that support them? Or different taboos?

    Two perspectives present themselves. One point of view would see the variation among modern humans as highly significant; a clear indicator of symbolic culture and language and a strong element in shaping diversity in the minds of modern humans. The other point of view would see the minds of modern humans as essentially similar despite any cultural differences, in which case symbolic culture and language can have had little effect on minds outside the relatively narrow parts driving symbolic culture and language.

    The two perspectives are very different in their predictions about differences among modern human minds. But they are essentially the same with regard to the archaic-modern human differences compared to modern human variation.

    References:

    Donald M. 1991. Origin of the Modern Mind: Three Stages in the Evolution of Culture and Cognition. Harvard University Press, Cambridge MA. Amazon

    Hoffmeyer J. 1996. Signs of Meaning in the Universe. Indiana University Press, Bloomington IN. Amazon

  • Oyama taboo ontogeny

    Thu, 2006-05-11 13:32 -- John Hawks

    On the subject of taboos, Susan Oyama has a discussion of taboo in The Ontogeny of Information.

    The topic is canalization, and Oyama discusses the ideas of Harold Fishbein, in his book, Evolution, Development and Children's Learning. Fishbein discusses behavior as more or less genetically determined, invoking canalization as a mechanism leading to more rigid genetic control over behavior. Oyama points out that this is a backward reading of Waddington, whose concept of canalization was not about genetic control but instead more closely similar to developmental robusticity.

    At length, Oyama comes to Fishbein's discussion of incest avoidance, in which he argues that the lack of mother-son incest in many primates is a biological reason why Freud was wrong about the development of the incest taboo in human societies.

    Since [Fishbein] equates incest taboos, which sould seem a peculiarly human phenomenon involving certain types of forbidden conduct, with a simple absence or infrequency of behavior in other primates, one wonders why he seems to find the chimpanzee and macaque data more damning to Freud's ideas than the human pattern itself. That is, if relative frequency of various kinds of matings is given equivalent motivational significance in all the species under consideration, then infrequent mother-son copulation in humans surely counts against Freud at least as much as infrequent mother-son copulation in chimps... (Oyama 2000:112-113).

    I would suggest that the point of the primate comparison is that the frequency of the behavior in humans alone is insufficient to falsify Freud's idea that the mother-son attraction is an aspect of human nature, which human societies suppress. If presumably non-taboo-bearing hominoids also lack mother-son mating, then the idea that such a desire is part of human nature would seem false on phylogenetic grounds.

    But I included the first part as context for the next paragraph, which I think is fairly important:

    The problem, of course, comes from impoverishing the concept of taboo, which has to do not with frequency of events per se but with their meaning. But this is precisely the kind of impoverishment that is necessary to this kind of "biological" reasoning. There is a persistent playing with levels of analysis in such treatments. Distinctions between the level of individual motivation and that of institutions or customs are ignored as the social, the cultural, and ultimately the psychological are collapsed to the biological. At the same time, a new level is created -- a phantom plane of genetic reality, which is not observed as such but deduced (or assumed). From this perspective, the observation of living, breathing animal-machines is of value only insofar as it gives access to the ghostly forms and causal agencies within them (Oyama 2000:113).

    It seems to me that the real problem is identifying appropriate units of reductionism for cultural entities and behaviors. For the most part, biologists, psychologists, and anthropologists are all alike in treating "culture" as a single level phenomenon interpolated between "human biology" (or "human nature") and human behavior.

    This leads to two interpretive approaches. In one, anything that is manifested in behavior that is not easily explicable in terms of genetic adaptation is consigned to "culture". In this perspective, culture is the inexplicable residue of biological evolution. Moreover, it is viewed as coming complete with its own evolutionary system -- a full epicycle upon the biological evolution that governs everything else. In this interpretation, culture is a bit like "consciousness" -- humans may be adapted to it, but we have a lot of trouble saying just what "it" is or how that adaptation has come about. But its essence is informational: culture is a layer of information that comes between genes and behavior.

    The other approach holds that culture just is behavior. To be sure, not every behavior qualifies; the behavior has to be patterned among individuals in certain ways to be "cultural". But it exists just to the extent that individuals can perceive and act on patterns in behavior. The individual's role in culture is purely reactive in this view: individuals behave in cultural ways because their environment is patterned in cultural ways, not because they necessarily have special genetic adaptations to culture. We might term this a "constructivist" view, in that the individual's behavior is constructed by cultural patterns, rather than being merely conditioned on cultural information. Culture is a single layer in this view also -- a layer of environment that individuals perceive and act within.

    Both these accounts of culture are essentially similar. They differ as to the locus of culture -- does it exist within individuals or societies? But they agree about the structure of culture -- it exists as a "complex whole". Thus, they do not lend themselves easily to reductionism, explaining in part why holistic interpretation is applied so broadly within cultural analysis.

    It is within this context that the "meaning" of taboos has such importance. The "meaning" implies certain obligations on the part of individuals who detect violation of taboos. It implicates those individuals in enforcement not only because the taboo behavior is amoral, but because the taboo explicitly links morality to other kinds of undesirable or repugnant natural and supernatural consequences. Explaining a taboo against incest avoidance is at a different level than explaining incest avoidance itself.

    The problem is that taboos and other cultural phenomena are themselves generally confined to a single "phantom plane" of explanation. Cultural phenomena and entities must exist insofar as they clearly shape behavior. We generally recognize that they have complex histories that may themselves be intrinsically interesting. But their role in shaping the development of individual behaviors is formless -- individuals either pass through a "cultural filter" or they take in "cultural information", but in either case all of culture is drunk from the same well.

    References:

    Oyama S. 2000. The Ontogeny of Information. Second edition. Duke University Press, Durham NC. Amazon

  • A view on animal consciousness

    Fri, 2006-05-05 10:02 -- John Hawks

    This could be a very long post, but isn't -- surely a few other short ones and a longer one will follow this summer. If you've been following, you will remember that I'm beginning to ramp up for my fall course on biology of mind.

    Consciousness, of course, is one of the most difficult issues, because there is so much disagreement about what it actually is and how it relates to other mental functions. In that vein, this paper by Seth and colleagues is useful, because it compares and contrasts 17 different criteria for consciousness and their consequences as applied to humans and other mammals. They range from baseline (EEG readings) to long-term observational ("consciousness facilitates learning"). Here is the abstract:

    The standard behavioral index for human consciousness is the ability to report events with accuracy. While this method is routinely used for scientific and medical applications in humans, it is not easy to generalize to other species. Brain evidence may lend itself more easily to comparative testing. Human consciousness involves widespread, relatively fast low-amplitude interactions in the thalamocortical core of the brain, driven by current tasks and conditions. These features have also been found in other mammals, which suggests that consciousness is a major biological adaptation in mammals. We suggest more than a dozen additional properties of human consciousness that may be used to test comparative predictions. Such homologies are necessarily more remote in non-mammals, which do not share the thalamocortical complex. However, as we learn more we may be able to make "deeper" predictions that apply to some birds, reptiles, large-brained invertebrates, and perhaps other species (Seth et al. 2005:119).

    There are few conclusions, mainly just a description of properties that ought to receive more attention in relationship to each other and to consciousness.

    References:

    Seth AK, Baars BJ, Edelman DB. 2005. Criteria for consciousness in humans and other mammals. Consciousness and Cognition 14:119-139. DOI link

  • Prestige hierarchies

    Fri, 2006-05-05 09:23 -- John Hawks

    I wrote earlier about a paper by Eduardo Ottoni and colleagues examining social learning and expertise in nutcracking capuchins. That paper referenced another paper by Joseph Henrich and Francisco Gil-White introducing and discussing the relevance of "prestige hierarchies" in the context of the evolution of culture.

    In the introduction, Henrich and Gil-White contrast the behaviors that maintain dominance hierarchies in mammals from those that maintain prestige hierarchies in humans:

    Although nonhuman status is still poorly understood, a single process appears at least strongly predominant: agonism (aggression, intimidation, violence, etc. -- that is, force or force threat) The resulting social asymmetries are referred to as "dominance hierarchies" in the ethological and behavioral ecology literatures. The privileges that accrue to dominant individuals are (1) in males, preferential reproductive access to females, food, and spaces, as well as a disproportionate amount of grooming from others; (2) in females, preferential access to food and spaces, and disproportionate grooming. Despite some controversy, the evidence suggests that dominance correlates with fitness (Cowlishaw and Ellis). The stability of dominance is often reinforced through "reminders": submissive behaviors (e.g., grooming, submissive displays, yielding space, etc.) from subordinate to superior, whether or not induced through intimidation by the latter.

    In humans, in contrast, status and its perquisites often come from nonagonistic sources -- in particular, from excellence in valued domains of activity, even without any credible claim to superior force. For example, paraplegic physicist Stephen Hawking -- widely regarded as Einstein's heir, and current occupant of Newton's chair at Cambridge University -- certainly enjoys very high status throughout the world. Those who, like Hawking, achieve status by excelling in valued domains are often said to have "prestige."

    In human societies, both kinds of hierarchies may be in evidence:

    In the Amazon, several researchers have observed two avenues to status and leadership in small-scale societies: "force" and "persuasion" (Krackle, 1978). "Forceful" leaders are domineering headmen who maintain their position through fear, threat, and compulsion (see also Maybury and Maybury). "Persuasive" leaders depend on their influence and the consent of their followers and lack the force to obligate (see also Arvelo de JimÂŽnez, 1971; Clastres; Goldman; Huxley and Levi). These two styles of leadership, involving either persuasion or force, correspond to our two types of status: prestige and dominance.

    The connection of this paper to the capuchin learning paper is the idea that learning can be made more efficient by preferentially copying individuals who have "better-than-average information." The argument is that selection should favor an ability to assess who has information relevant to fitness, and to copy the behavior of individuals who have this information.

    Culture, information, and behavior

    I am a bit hesitant about the form of this argument, because in a sense it deliberately confuses two distinct bases for the definition of culture: culture as information and culture as behavior.

    Individuals can have information, but this information cannot be observed directly -- at least not without a mind-reading device. Information can only be inferred from its effects on behavior. But those effects are indirect and possibly inconsistent -- an individual need not behave in ways that optimally reflect the information the individual has.

    For humans, at least it is possible to directly observe certain kinds of information transfer. In particular, we can keep track of what somebody is told, or we can ask subjects to tell us what they observed. But even this is imperfect -- an individual may not have ostensive knowledge about what he or she has seen, or what aspects of an observation are important and will ultimately shape his or her own behavior. For nonhuman animals, there is no direct way to poll information at all; indirect polls are possible only in experimental settings, and wild animals are observed mainly by way of their natural behaviors.

    So operationally, many ethologists define culture as transmitted behaviors. Now, this is problematic because there is actually no way to "transmit" a behavior without transmitting information about the behavior. And there are many aspects of human culture that are purely informational and have only the most indirect of links to any behaviors.

    For instance, most readers of this sentence can clearly understand and remember its information content, but it is rather doubtful that the sentence will alter the behavior of most of its readers in any perceivable way.

    I guess the bottom line of this problem is this: If individuals have information about a prestige hierarchy, then they must infer the presence of information that contributes to fitness-enhancing behaviors from the observation of valued behaviors. If an individual could simply alter his or her behavior pattern to obtain the valuable information, then there would be no need to maintain a prestige hierarchy -- everyone would quickly share the valuable information. So a prestige hierarchy presupposes that:

    (a) Information is time-consuming to obtain by observation. If information were trivial to obtain by observation, then there would be no need to keep track of who had the information. Consider students cheating on a test. If there were no disincentive to cheat -- that is, if they could just ask the entire class when they didn't know an answer, or if they could browse a large sample of exams, then there would be no need to sit next to a student likely to know the answer. The difficulty in the exam is the proctor, who tries to prevent information transfer. The difficulty in most circumstances in nature will be that observation is time-consuming.

    (b) Information is even more difficult to obtain without observation. If there were a way to easily find the right answer to exam questions by guessing, no one would ever cheat. In natural settings, the problem will be that behaviors are highly context-dependent and may require careful sequencing or orienting substrates to work.

    (c) An individual has the opportunity to observe prestigious individuals. Again, there is the exam proctor. But moreover, students who know the right answers on an exam may closely monitor those around them to make sure there is no cheating off them -- otherwise, the curve may be blown! In natural settings, the problem will be aggression -- it may be impossible to approach other individuals for a sufficient time to observe their behavior.

    Henrich and Gil-Stein note this opportunity as the most important difference between dominance and prestige hierarchies. In particular, they note that selection should favor the evolution of "deference":

    Cultural transmission is adaptive because it saves learners the costs of individual learning. Once some cultural transmission capacities exist, natural selection favors improved learning efficiencies, such as abilities to identify and preferentially copy models who are likely to possess better-than-average information. Moreover, selection will favor behaviors in the learner that lead to better learning environments, e.g., gaining greater frequency and intimacy of interaction with the model, plus his/her cooperation. Copiers thus evolve to provide all sorts of benefits (i.e., "deference") to targeted models in order to induce preferred models to grant greater access and cooperation. Such preferred models may be said to have prestige with respect to their "clients" (the copiers).

    On the one hand, this makes a lot of sense. Sure, if you want access to another individual, you should defer to them -- otherwise, she may be annoyed by you and drive you away.

    On the other hand, the "all sorts of benefits" seems pretty limited in practice. The capuchins don't give anything at all for the chance to learn. Children give deference to parents, but it's limited, and partly enforced by dominance mechanisms. The authors go this far:

    In order to gain this kind of preferential access, infocopiers become valuable interactants by "kissing up." Infocopiers have evolved to do all sorts of things that models were already adapted to like or seek in potential interactants, such as being especially trustworthy, offering all sorts of help without expecting anything in return, deferring to the model's judgment, being nice and helpful to the model's children, exempting the model from certain obligations vis-à-vis the copier, etc.

    I'm on the fence about this. The "benefits" conferred on a good teacher ought to be quite a bit lower than those given as a matter of course to genetic relatives, so maybe these kinds of activities are exactly in that range.

    (d) The information can be learned. Since nearly all information might be possible to learn, another way to say this is that the valued commodity is really information as opposed to something else.

    Predictions

    The predictions of the model are interesting. There is this:

    The distribution of deference is a reliable and honest signal of relative model worth because such signals are costly to fake. Sycophants cannot deceive their competitors by deferring to someone they would rather not copy without increasing their total deference costs and losing some access to their preferred models. Sycophants also cannot easily conceal deference directed to the desired model, for this entails a bias for private deference and therefore a reduction in total deference, and hence in less access. Moreover, models should prefer public displays of deference in order to broadcast their prestige and attract more clients.

    This leads to the hypothesis that "infocopiers" should seek out models that have large prestige followings, and thereby high status.

    And:

    Some further implications of our theory arise from considering the coevolution between copiers and models. In prestige, clients choose whom they defer to, so a kind of "market" results. Like "firms," models compete for "customers" (the copiers) who shop around for the best deal. Models should be sensitive to how "profit curves" change with added clients, for these "firms" can have too many customers. A hunter's fitness initially increases as more clients raise total deference. So the hunter may prefer having 3 sycophants to 1, but would he want 20? Large hunting parties may scare off potential prey. Thus, good hunters should raise the cost of access by acting more arrogantly as clientele size approaches the optimum. On the other hand, if no practical limit on optimal clientele size exists (e.g., great storytellers), or if means other than arrogance will limit clientele-size (e.g., bodyguards), then increases in arrogance should not accompany growing prestige. Alternatively, if one's benefits do not come directly and primarily from client deference, the prestigious may learn that arrogance is not too costly (e.g., some sports stars). Finally, models should prefer above-average learners because they advertise the model's quality and provide a potential source of valuable information.

    For clients, the benefits of access diminish rapidly with increasing clientele size. Competing with more clients may mean less individual attention from the model, so copiers may prefer less popular, lower-quality models with cheaper prices of access.

    This does raise the question of whether "prestige" can be distinguished from "entertainment value". We may listen to great storytellers, but that doesn't mean that we want to be great storytellers. Is our listening a passive side effect of our ability to pick out models for learning?

    If it isn't, then that would imply that prestige hierarchies may be maintained for other reasons besides learning value. These may range from the nebulous (like "cultural cohesion") to the particular (like "beer-selling ability"). Considering that social interactions themselves require some skill to navigate, and we learn to interact by watching other people interact, this has many possible levels of complexity.

    In any event, there are lots of predictions and descriptions of possible complexities in the paper that provide much food for thought when thinking in terms of human social interactions relevant to learning and experience.

    References:

    Henrich J, Gil-White FJ. 2001. The evolution of prestige: freely conferred deference as a mechanism for enhancing the benefits of cultural transmission. Evol Hum Behav 22:165-196. DOI link

    Ottoni EB, de Resende BD, Izar P. 2005. Watching the best nutcrackers: What capuchin monkeys (Cebus apella) know about others' tool-using abilities. Anim Cogn 24:215-219. DOI link

    Tags: 
  • Contexts shape relationships

    Wed, 2006-05-03 00:02 -- John Hawks

    One of the important insights in Bateson's Mind and Nature is that interactions between individuals are of a different logical type than the individuals themselves. Groping with the way to examine relationships of this logical type is one of the major concerns of the book.

    Related to this topic, Bateson discusses the negotiated status of "contexts" of interactions. Essentially, both (or all) participants in an interaction must communicate about the framing context of those interactions:

    Learning the contexts of life is a matter that has to be discussed, not internally, but as a matter of the external relationship between two creatures. And relationship is always a product of double description.

    It is correct (and a great improvement) to begin to think of the two parties to the interaction as two eyes, each giving a monocular view of what goes on and, together, giving a binocular view in depth. This double view is the relationship.

    Relationship is not internal to the single person. It is nonsense to talk about "dependency" of "aggressiveness" or "pride," and so on. All such words have their roots in what happens between persons, not in some something-or-other inside a person (2002:124).

    I like this sentiment, and Bateson talks about it in reference to his idea of so-called "dormitive" explanations. Of "dormitive" explanations, Bateson (2002:80, emphasis in original):

    A common form of empty explanation is the appeal to what I have called "dormitive principles," borrowing the word dormitive from Molière. There is a coda in dog Latin to Molière's Le Malade Imaginaire, and in this coda, we see on the stage a medieval oral doctoral examination. The examiners ask the candidate why opium puts people to sleep. The candidate triumphantly answers, "Because, learned doctors, it contains a dormitive principle.

    ...

    A better answer to the doctors' question would involve, not the opium alone, but a relationship between the opium and the people. In other words, the dormitive explanation actually falsifies the true facts of the case but what is, I believe, important is that dormitive explanations still permit abduction. Having enunciated a generality that opium contains a dormitive principle, it is then possible to use this type of phrasing for a very large number of other phenomena. We can say, for example, that adrenaline contains an enlivening principle and reserpine a tranquilizing principle. This will give us, albeit inaccurately and epistemologically unacceptably, handles with which to grab at a very large number of phenomena that appear to be formally comparable. And, indeed, they are formally comparable to this extent, that invoking a principle inside one component is in fact the error that is made in every one of these cases.

    One might add phlogiston -- the error being that the similarity among many different substances that burn can be explained by the possession of each of these substances of a common essence that causes burning.

    A "dormitive" explanation accounts for some aspects of a relationship by means of unobservable "qualities" of individuals. In other words, it is a non sequitur.

    The point is that "pride" as an internal quality is nothing more than a folk psychological attribution of a pattern of interactions between two (or more) individuals.

    On the other hand, "pride" is also a description of an internal emotional state. This emotional state is defined in the context of a pattern of interactions, but it certainly is a state that genetic or environmental changes might alter. In other words, it is a phenotype. Aggressiveness is also a phenotype, insofar as it can be measured through patterns of interactions or emotional assessments. And it is at least possible that aggressiveness might vary among individuals in ways related to genetic variation.

    In that context, saying that opium has a "dormitive principle" certainly does not illuminate the mechanism by which opium induces sleep, but it may serve as a valid description of opium relative to other substances. When administered in appropriate doses, opium is more dormitive than adrenaline. Likewise a person might be described as more aggressive than another, without that description necessitating an aggressive pattern of behavior in any particular case.

    Bateson's point is that an adjective should not be confused for a cause.

    Only if you hold tight to the primacy and priority of relationship can you avoid dormitive explanations. The opium does not contain a dormitive principle, and the man does not contain an aggressive instinct.

    The New Guinea material and much that has come later, taught me that I will get nowhere by explaining prideful behavior, for example, by refering to an individual's "pride." Nor can you explain aggression by referring to instinctive (or even learned) "aggressiveness." Such an explanation, which shifts attention from the interpersonal field to a factitious inner tendency, principle, instinct, or whatnot, is, I suggest, a very great nonsense which only hides the real questions....

    I note, that these explanations are precisely the stuff of classical drama -- Molière had the insight to mock the application of such explanations to substances, but what, after all, is Shakespeare's explanation for King Lear's downfall but "pride", or Macbeth's but "ambition"?

    ...If you want to talk about, way, "pride," you must talk about two persons or two groups and what happens between them....

    ...All characterological adjectives are to be reduced or expanded to derive their definitions from patterns of interchange, i.e., from combinations of double description.

    Bateson applies this method of description briefly to the problem of teaching and learning. The basic idea is that contextual information must condition our consideration of teachers and learners. I found this taken into a logical example in a paper by Edward Redish considering the effectiveness of education in physics:

    When we enter a new classroom situation as an instructor, we may inherit environments and constraints that send metamessages that encourage students to frame the class in a particular way. For example, when students arrives [sic] in the classroom shown on the left in figure 17 [a typical lecture room with rows of seats], they tend to interpret the layout as a clear metamessage about what frame to activate and in which to interpret subsequent messages. Most do not expect to interact with friends or the lecturer, most expect to take notes, few expect to think about what is being said carefully and to try to understand. In the classroom shown at the right [with chairs arranged in small groups around circular tables], even on the first day, students will be aware that this is not a traditional classroom. They may activate a group-learning epistemic resource or a new situation resource but they are unlikely to expect a lecture.

    Once students have framed a situation, depending on the breadth of their experience and the consequent robustness of their framing, they may have difficulty interpreting overt messages that violate that framing. When substituting for one of my colleagues in a large lecture class, I often tell the students that I plan to have activities that will require student engagement including thinking, evaluating, and stating their views in public. Very few students take me at my word. When I call for a vote on a question, typically only about half the students respond. It is only when I call on one of the non-respondents and ask him to explain why he was unable to decide on an answer that the students begin to take me seriously (Redish 2004:32-33).

    In that example, the relationship of teacher and students, and their behaviors relative to each other, are defined in part by the space that they occupy. The teacher can modify that relationship only by attending to the qualities of the interaction -- in this instance, by violating student expectations. That intervention requires the recognition (whether explicit or not) of the characteristics of the space that set the contextual frame for the interaction.

    I am saying that there is a learning of context, a learning that is different from what the experimenters see. And that this learning of context springs out of a species of double description which goes with relationship and interaction. Moreover, like all themes of contextual learning, these themes of relationship are self-validating. Pride feeds on admiration. But because the admiration is conditional -- and the proud man fears the contempt of the other -- it follows that there is nothing which the other can do to diminish the pride. If he shows contempt, he equally reinforces the pride.

    Similarly, we can expect self-validation in other examples of the same logical typing. Exploration, play, crime, and the Type A behavior of the psychosomatic studies of hypertension are equally difficult to extinguish. Of course, all these are not categories of behavior, they are categories of contextual organization of behavior (Bateson 2002:126).

    This follows a description of play between Bateson's dog and gibbon, in which patterns of interactions spontaneously emerged and repeated. The idea of external context framing interactions between individuals, and individuals reacting to external context and social contexts iteratively is very compelling.

    References:

    Bateson G. 2002. Mind and Nature: A Necessary Unity. Hampton Press, Cresskill NJ. Amazon

    Redish EF. 2004. A theoretical framework for physics education research: modeling student thinking. In Proceedings of the Enrico Fermi Summer School in Physics, Course CLVI. Italian Physical Society.

    Tags: 
  • Icons without the eyes

    Mon, 2006-05-01 15:20 -- John Hawks

    I've been keeping a few articles on my desktop that seem to follow a theme -- the notion of using technology to communicate visual signs through other senses.

    For example, this AP article details military research that uses electric sensations on the tongue to navigate underwater:

    The device, known as "Brain Port," was pioneered more than 30 years ago by Dr. Paul Bach-y-Rita, a University of Wisconsin neuroscientist. Bach-y-Rita began routing images from a camera through electrodes taped to people's backs and later discovered the tongue was a superior transmitter.

    A narrow strip of red plastic connects the Brain Port to the tongue where 144 microelectrodes transmit information through nerve fibers to the brain. Instead of holding and looking at compasses and bulky-hand-held sonar devices, the divers can processes the information through their tongues, said Dr. Anil Raj, the project's lead scientist.

    In testing, blind people found doorways, noticed people walking in front of them and caught balls. A version of the device, expected to be commercially marketed soon, has restored balance to those whose vestibular systems in the inner ear were destroyed by antibiotics.

    The military wants to be able to transmit nav information to divers without distracting their sight or needing additional bulky goggles.

    Also, there are some articles on brain-computer interfaces. This one from Wired talks about brain-wave "pass-thoughts":

    A pass-thought could be anything from a snatch of song, the memory of your last birthday or even the image of your favorite painting. A more achievable alternative might present you with predetermined pictures, music or video clips, to which you would think "yes" or "no" while the machine monitors your brain activity.

    "It is known there are differences between people's brains and their signals," says Carleton researcher Julie Thorpe, who's working on the project with Anil Somayaji and Adrian Chan. "Can we observe a user-controllable signal encoding hundreds or thousands of bits of information in a repeatable fashion? That's the real question. We think it may be possible."

    It depends on using EEG-like devices to measure brain activity, which some game companies are trying to apply as game controls:

    San Jose's NeuroSky has been testing prototypes of its system that uses a sensor-laden headband to monitor brain waves, and then uses the signals to control the interaction in video games. They hope that such games are just the beginning of a mind-machine interface with many different applications.

    "Research on brain waves is well known," said NeuroSky Chief Executive Stanley Yang. "But we have worked on a way for detecting them with a low-cost technology and then interpreting what they mean. We think this will have broad applications."

    Sensors in the head gear -- whether headbands, headsets or helmets -- measure electrical activity in the brain that scientists have studied for decades. Using NeuroSky's chip technology, the system can distinguish whether a person is calm, stressed, meditative or attentive and alert. Beyond games, the system might be useful for determining whether drivers are so drowsy that they need an alarm to awaken them.

    You may be wondering why this would be any fun. Well, there is this:

    Aside from any medical uses, both companies hope their tools could one day be used to create true "Jedi" effects in games set in a Star Wars universe. The player could use mind control to lift objects in video games and toss them at enemies in ways that resemble the action in the George Lucas films.

    This along with the effects of magnetic fields on mood would make a techno-equipped sixth sense possible, or maybe more. I don't know if I could stand it, though -- especially all the headgear. Or tongue-gear.

  • The mental interferometer

    Sun, 2006-04-30 18:01 -- John Hawks

    Chapter 3 of Gregory Bateson's Mind and Nature: A Necessary Unity presents several ways that two sources of information can be combined to form a pattern -- and ways that such patterns can be perceived as information.

    After running through binocular vision, time-delay contrasts, multiple sensory inputs and the like, there is a section on "beats and moiré phenomena", that contains this interesting passage:

    Three principles are illustrated by these moiré phenomena: First, any two patterns may, if appropriately combined, generate a third. Second, any two of these three patterns could serve as a base for a description of the third. Third, the whole problem of defining what is meant by the word pattern can be approached through these phenomena. Do we, in fact, carry around with us ... samples of various sorts of regularity against which we can try the information (news of regular differences) that comes in from outside? Do we, for example, use our habits of what is called "dependency" to test the characteristics of other persons?

    Do animals (and even plants) have characteristics such that in a given niche there is a testing of that niche by something like the moiré phenomenon? (Bateson 2002:75).

    I wonder if certain social interactions may be characterized by a "natural rhythm" of this sort.

    The usual model describes most social interactions as straightforward communications -- with one individual "polling" another and waiting for responses. An example would be Dunbar's model of grooming, in which individuals maintain their social relationships by grooming, which both transmits a beneficial message (i.e., I'm scratching your back), and gives an individual time to assess the attitude of the grooming recipient (i.e., will you be scratching mine anytime soon?).

    The appeal of the moiré pattern as a mechanism is that an interferometer is both simple and sensitive. If a slight disjoint between social "rhythms" could be easily detected, then it might enable the acquisition of social information through more passive, everyday actions instead of constant interrogation of other individuals. This model would give a more nuanced depiction of social interactions, in which each interaction is a small but important part of an overall pattern -- instead of a few critical interactions bearing most of the importance, and most interactions are just "marking time" between the truly significant ones.

    I suppose it's possible that a poll-response model might be such an interferometer-measurable pattern in some higher dimension space. On the other hand, it is quite possible that nothing about social interactions -- even repeated ones -- really corresponds to a simple "rhythm" that can be assessed easily.

    But at least some kinds of social interactions would seem likely to lend themselves to this kind of pattern. For example, individuals have to eat and drink at regular intervals, and may want to arrange their eating or drinking either to coincide with or to avoid the times that certain other individuals eat or drink. In such instances, it would be quite obvious -- maybe even jarring -- if the schedules did not work in the predicted pattern.

    Another relevant example would be escalating social tensions before a group fission. If bouts of threat displays and aggression followed some pattern of intensification, ultimately the coincidence of such bouts among many individuals might lead to fights, ejection of some individuals from a group, or fission. Each individual would have its own pattern of increasing aggression, manifested by outbursts -- but the outcome for the group depends on the intensification of these outbursts with respect to each other. Hence, a lower average level of aggression might have a greater impact on a larger group -- just because of the chances of multiple individuals having aggressive bouts at the same time would be much higher.

    References:

    Bateson G. 2002. Mind and Nature: A Necessary Unity. Hampton Press, Cresskill NJ. Amazon

    Tags: 

Pages

Subscribe to mind

Neandertals

For years, I've worked on their bones. Now I'm working on their genes. Read more about the science studying these ancient people.

Denisova

From a finger bone of an ancient human came the record of a completely unexpected population. My lab is working on the science of the Denisova genome.

Acceleration

The advent of agriculture caused natural selection to speed up greatly in humans. We're uncovering some of the ways that populations have rapidly changed during the last 10,000 years.

Malapa

Just outside Johannesburg, the Malapa site is producing some of the most exciting finds in human evolution. This site is the headquarters of the Malapa Soft Tissue Project.